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Committee on Financial Services

United States House of Representatives

Markup - Full Committee

Discussion Draft, Private Fund Investment Advisers Registration Act of 2009, (to be reported as H.R. 3818); Discussion Draft, Investor Protection Act of 2009 (to be reported as H.R. 3817); Amendment in the nature of a substitute to H.R. 2609; and Discussion Draft, the Accountability and Transparency in Rating Agencies Act, ( to be reported as H.R. 3890), Continuation of markup 10/28/09, 11/3/09, 11/4/09


Date: October 27, 2009

Time:
10:00AM


Location:
2128 Rayburn House Office Building

 

Click Here To View Archived Webcast (10/ 27/ 2009)

Click Here To View Archived Webcast (10/ 28/ 2009)

Click Here To View Archived Webcast (11/ 03/ 2009)

Click Here To View Archived Webcast (11/ 04/ 2009)

 

Markup Agenda:

H.R. 3818, Private Fund Investment Advisers Registration Act of 2009, ordered reported to the House, as amended, with a favorable recommendation by a record vote of 67 Yeas and 1 Nay. (FC - 78

  • Amendment by Mr. Frank and Mr. Kanjorski, no. 1, was AGREED TO, by voice vote.
  • Amendment by Mr. Bachus, no. 2, was AGREED TO, by voice vote.
  • Amendment by Mr. Peters, no. 3, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Garrett, no. 4, was AGREED TO, by voice vote.
  • Amendment by Ms. Kosmas, no. 5, was AGREED TO, by voice vote.
  • Amendment by Mrs. Capito and Mr. Paulsen, no. 6, was AGREED TO, by voice vote.
  • Amendment by Mr. Lucas, no. 7, was OFFERED and WITHDRAWN.  
  • Amendment by Mr. Hensarling, no. 8, was NOT AGREED TO, by voice vote.
  • Amendment by Mr. Hensarling, no. 9, was NOT AGREED TO, by a record vote of 24 Yeas and 43 Nays. (FC - 77)
  • Amendment by Mrs. Bachmann, no. 10, was AGREED TO, by voice vote.
  • Amendment by. Mr. McCarthy (CA), no. 11, was NOT AGREED TO, by voice vote.
  • Amendment by Mr. Himes, no. 12, was AGREED TO, by voice vote.
  • Amendment by Mr. Peters, Mr. Meeks, and Mr. Garrett, no. 13, was AGREED TO, by voice vote.


 

H.R. 3890, Accountability and Transparency in Rating Agencies Act, ordered reported to the House, as amended, with a favorable recommendation by a record vote of 49 Yeas and 14 Nays. (FC - 79

  • Amendment by Mr. Frank and Mr. Kanjorski, no. 1, was AGREED TO, by voice vote.
  • Amendment by Mr. McHenry, no. 2, was AGREED TO, by voice vote.
  • Amendment by Ackerman, no. 3, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Bachus, no. 4, was NOT AGREED TO, by voice vote. 
  • Amendment by Ms. Waters, no. 5, was AGREED TO, by voice vote.
  • Amendment by Mr. Bachus. no. 6, was AGREED TO, by voice vote.
  • Amendment by Mr. Donnelly, no. 7, was AGREED TO, by voice vote.
  • Amendment by Mr. McCarthy (CA), no. 8, was AGREED TO, by voice vote.
  • Amendment by Mr. Hensarling, no. 9, was AGREED TO, by voice vote.
  • Amendment by Ms. Speier, no. 10, was AGREED TO, by voice vote.
  • Amendment by Mr. Garrett, no. 11, was NOT AGREED TO, by voice vote.  
  • Amendment by Ms. Speier, no. 12, was AGREED TO, by voice vote.
  • Amendment by Mr. Frank, Mr. Garrett, and Mr. Bachus, no. 13, was AGREED TO, by voice vote.
  • Amendment by Ms. Kilroy, no. 14, was AGREED TO, by voice vote.  
  • Amendment by Ms. Kilroy, no. 15, was AGREED TO, by voice vote.
  • Amendment by Ms. Kilroy, no. 16, was NOT AGREED TO, by voice vote.
  • Amendment by Ms. Kilroy, no. 17, was AGREED TO, by voice vote.
  • Amendment by Mr. Meeks, no. 18, was AGREED TO, as modified, by voice vote.
  • Enbloc amendments by Mr. Foster, no. 19, was AGREED TO, as modified, by voice vote.  
  • Amendment by Mr. Foster and Mr. Lynch, no. 20, was AGREED TO, by voice vote.
  • Amendment by Mr. Sherman and Mr. Lynch, no. 21, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Lynch, no. 22, was AGREED TO, by voice vote.
  • Amendment by Mr. Sherman, no. 23, was OFFERED and WITHDRAWN.
  • Amendment by Ms. Speier, no. 24, was AGREED TO, by voice vote.
  • Amendment by Mr. Sherman, no. 25, was OFFERED and WITHDRAWN.


 

H.R. 3817, Investor Protection Act of 2009, ordered reported to the House, as amended, with a favorable recommendation by a record vote of 41 Yeas and 28 Nays. (FC-88)

  • Amendment by Mr. Frank and Mr. Kanjorski, no. 1, was AGREED TO, as amended, by voice vote.
  • Second degree amendment to Frank amendment, by Mr. Maffei, no. 1a, was AGREED TO, by voice vote.
  • Second degree amendment to Frank amendment, by Mr. Hensarling, no. 1b, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Castle and Ms. Speier, no. 2, was AGREED TO, by voice vote.
  • Amendment by Mr. Hodes, no. 3, was AGREED TO, as modified, by voice vote.
  • Amendment by Mr. Campbell, no. 4, was AGREED TO, by voice vote.  
  • Amendment by Mr. Driehaus, no. 5, was AGREED TO, by voice vote.
  • Amendment by Mr. Price, no. 6, was NOT AGREED TO, by a record vote of 27 Yeas and 38 Nays. (FC - 80)
  • Amendment by Mr. Perlmutter, no. 7, was AGREED TO, by voice vote.
  • Amendment by Mr. Adler, no. 8, was OFFERED and WITHDRAWN.
  • Amendment by Mrs. Maloney and Mr. Garrett, no. 9, was AGREED TO, by a record vote of 57 Yeas and 12 Nays. (FC - 81)
  • Amendment by Mr. Neugebauer, no. 10, was AGREED TO, as modified, by voice vote.
  • Amendment by Ms. Kilroy, no. 11, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Lee, no. 12, was NOT AGREED TO, by a record vote of 29 Yeas and 40 Nays. (FC - 82)
  • Amendment by Mr. Miller (CA), no. 13, was AGREED TO, voice vote.
  • Amendment by Mrs. McCarthy, no. 14, was AGREED TO, by voice vote.
  • Amendment by Mr. Posey, no. 15, was NOT AGREED TO, by voice vote.
  • Amendment by Mr. Perlmutter, no. 16, was AGREED TO, by voice vote.
  • Amendment by Mr. Campbell, no. 17, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Klein, no. 18, was OFFERED and WITHDRAWN.
  • Amendment by  Mr. Royce, no. 19, was AGREED TO, by voice vote.
  • Amendment by Mr. Royce, no. 20, was AGREED TO, by voice vote.
  • Amendment by Mr. Ellison, no. 21, was AGREED TO, by voice vote.
  • Amendment by Mr. Ellison, no. 22, was OFFERED and WITHDRAWN.
  • Amendment by Mr. McCarthy (CA), no. 23, was AGREED TO, by voice vote.
  • Amendment by Mr. McCarthy (CA), no. 24, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Frank, no. 25, was AGREED TO, by voice vote.
  • Amendment by Mr. Maffei and Mr. Ellison, no. 26, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Neugebauer and Mr. Garrett, no. 27, was NOT AGREED TO, by a record vote of 28 Yeas and 41 Nays. (FC - 83)
  • Amendment by Mr. Foster, no. 28, was AGREED TO, by voice vote.
  • Amendment by Mr. Putnam, no. 29, was AGREED TO, as modified, by voice vote.
  • Amendment by Mr. Capuano, no. 30, was AGREED TO, by voice vote.
  • Amendment by Mr. Bachus, no. 31, was AGREED TO, by voice vote.
  • Amendment by Mr. Capuano and Mr. Garrett, no. 32, was AGREED TO, by voice vote.
  • Amendment by Mrs. Jenkins and Mr. Garrett, no. 33, was AGREED TO, by voice vote.  
  • Amendment by Ms. Waters and Mr. Peters, no. 34, was AGREED TO, by record vote of 39 Yeas and 30 Nays. (FC - 84)
  • Amendment by Mr. McCarthy (CA), no. 35, was AGREED TO, by voice vote.
  • Amendment by Mr. Meeks and Mr. Pasey, no. 36, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Bachus, no. 37, was AGREED TO, by voice vote.
  • Amendment by Mr. Campbell and Mr. Peters, no. 38, was AGREED TO, by voice vote
  • Amendment by Mrs. Bachmann, no. 39, was OFFERED and WITHDRAWN.
  • Amendment by Mrs. Bachmann, no. 40, was OFFERED and WITHDRAWN.
  • Amendment by Mr. Miller (CA), no. 41, was AGREED TO, by voice vote.
  • Amendment by Mr. Garrett, no. 42, was NOT AGREED TO, by a record vote of 26 Yeas and 43 Nays. (FC - 85)
  • Amendment by Mr. Garrett, no. 43, was AGREED TO, by voice vote.
  • Amendment by Mr. Garrett and Mr. Adler, no. 44, was AGREED TO, by a record vote of 37 Yeas and 32 Nays. (FC - 86)
  • Amendment by Mr. Lee, no. 45, was NOT AGREED TO, by a record vote of 27 Yeas and 41 Nays and 1 Present. (FC - 87)

 

Related Documents: Congressman Maffei, Congressman Lance

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