- Proposed Extension of Information Collection Request Submitted
for Public Comment and Recommendations: Prohibited Transaction Class
Exemption T88-1; Correction
[Notices] [10/14/2004] | [PDF Version]
- Working Group on Plan Fees and Reporting on Form 5500, Advisory
Council on Employee Welfare and Pension Benefits Plans; Notice of
Meeting
[Notices] [10/12/2004] | [PDF Version]
- Working Group on Health and Welfare Form 5500 Requirements,
Advisory Council on Employee Welfare and Pension Benefits Plans; Notice
of Meeting
[Notices] [10/12/2004] | [PDF Version]
- Working Group on Fees and Related Disclosure to Participants,
Advisory Council on Employee Welfare and Pension Benefits Plans; Notice
of Meeting
[Notices] [10/12/2004] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment and Recommendations Prohibited Transaction Class
Exemption 81-8[Notices] [10/06/2004] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment and Recommendations: Prohibited Transaction Class
Exemption 96-62[Notices] [10/06/2004] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment and Recommendations: Prohibited Transaction Class
Exemption T88-1[Notices] [10/06/2004] | [PDF Version]
- Class Exemption for the Establishment, Investment and Maintenance
of Certain Individual Retirement Plans Pursuant to a Mandatory
Distribution [Notices] [09/28/2004] | [PDF Version]
- Proposed Amendment to Prohibited Transaction Exemption 84-24 (PTE
84-24) for Certain Transactions Involving Insurance Agents and Brokers,
Pension Consultants, Insurance Companies, Investment Companies and
Investment Company Principal Underwriters
[Notices] [09/14/2004] | [PDF Version]
- Notice of Proposed Individual Exemption Involving the ARINC
Incorporated Retirement Income Plan (the Plan); Located in Annapolis,
MD[Notices] [09/13/2004] | [PDF Version]
- Grant of Individual Exemptions; The Prudential Insurance Company
of America [Notices] [09/10/2004] | [PDF Version]
- Proposed Exemptions; Comerica Bank
[Notices] [09/10/2004] | [PDF Version]
- Working Group on Plan Fees and Reporting on Form 5500; Advisory
Council on Employee Welfare and Pension Benefit Plans; Notice of
Meeting [Notices] [08/30/2004] | [PDF Version]
- Working Group on Fee and Related Disclosures to Participants,
Advisory Council on Employee Welfare and Pension Benefit Plans; Notice
of Meeting [Notices] [08/30/2004] | [PDF Version]
- Working Group on Health and Welfare Form 5500 Requirements;
Advisory Council on Employee Welfare and Pension Benefit Plans; Notice
of Meeting [Notices] [08/30/2004] | [PDF Version]
- 126th Plenary Meeting; Advisory Council on Employee Welfare and
Pension Benefit Plans; Notice of Meeting[Notices] [08/30/2004] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment; Proposed Extension of Information Collection;
Comment Request; Form 5500 Annual Return/Report of Employee Benefit
Plan [Notices] [08/24/2004] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment and Recommendations; Mental Health Parity
[Notices] [08/24/2004] | [PDF Version]
- Working Group on Fee and Related Disclosures to Participants;
Advisory Council on Employee Welfare and Pension Benefit Plans; Notice
of Meeting [Notices] [07/22/2004] | [PDF Version]
- Working Group on Health and Welfare Form 5500 Requirements;
Advisory Council on Employee Welfare and Pension Benefit Plans; Notice
of Meeting [Notices] [07/22/2004] | [PDF Version]
- Working Group on Plan Fees and Reporting on Form 5500, Advisory
Council on Employee Welfare and Pension Benefit Plans; Notice of
Meeting[Notices] [07/22/2004] | [PDF Version]
- 126th Plenary Meeting, Advisory Council on Employee Welfare and
Pension Benefit Plans; Notice of Meeting [Notices] [07/22/2004] | [PDF Version]
- Proposed Exemptions; Camino Medical Group, Inc.
[Notices] [07/20/2004] | [PDF Version]
- Grant of Individual Exemptions; Kinder Morgan, Inc.
[Notices] [07/07/2004] | [PDF Version]
- Withdrawal of Notice of Proposed Exemption Involving Comerica
Bank and Its Affiliates (Collectively, Comerica); Located in Detroit,
MI [Notices] [07/07/2004] | [PDF Version]
- 125th Plenary Meeting; Advisory Council on Employee Welfare and
Pension Benefits Plans; Notice of Meeting
[Notices] [05/26/2004] | [PDF Version]
- Proposed Extension of Information Collection Request; Comment
Request; 29 CFR 2550.408b-1
[Notices] [05/25/2004] | [PDF Version]
- Employee Benefit Plans: Notice to the Public Pursuant to Section
106 of the President's Reorganization Plan No. 4 of 1978
[Notices] [05/24/2004] | [PDF Version]
- Proposed Exemptions; Comerica Bank and Its Affiliates
(Collectively, Comerica)[Notices] [05/04/2004] | [PDF Version]
- Class Exemption for the Acquisition and Sale of Trust REIT Shares
by Individual Account Plans Sponsored by Trust REITS
[Notices] [04/28/2004] | [PDF Version]
- Proposed Amendment to Prohibited Transaction Exemption (PTE) 75-
1, Exemptions From Prohibitions Respecting Certain Classes of
Transactions Involving Employee Benefit Plans and Certain Broker-
Dealers, Reporting Dealers and Banks
[Notices] [04/28/2004] | [PDF Version]
- Proposed Exemptions; Landerholm, Memovich, Lansverk & Whitesides,
P.S. 401(k) Profit Sharing Plan (the Plan)
[Notices] [03/24/2004] | [PDF Version]
- Prohibited Transaction Exemption 2004-05; [Exemption Application
No. D-10957] et al.; Grant of Individual Exemptions; John Hancock Life
Insurance Company [Notices] [03/24/2004] | [PDF Version]
- Agency Information Collection Activities; Announcement of OMB
Approval[Notices] [03/23/2004] | [PDF Version]
- Agency Information Collection Activities; Announcement of OMB
Approval[Notices] [03/23/2004] | [PDF Version]
- Agency Information Collection Activities; Announcement of OMB
Approval[Notices] [03/23/2004] | [PDF Version]
- Proposed Class Exemption for the Establishment, Investment and
Maintenance of Certain Individual Retirement Plans Pursuant to an
Automatic Rollover of a Mandatory Distribution
[Notices] [03/09/2004] | [PDF Version]
- Proposed Class Exemption for the Establishment, Investment and
Maintenance of Certain Individual Retirement Plans Pursuant to an
Automatic Rollover of a Mandatory Distribution
[Notices] [03/02/2004] | [PDF Version]
-
Proposed Extension of Information Collection Request Submitted
for Public Comment; Prohibited Transaction Class Exemption 91-55--
Transactions Between Individual Retirement Accounts and Authorized
[Notices] [02/26/2004] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment; Proposed Extension of Information Collection;
Comment Request; Prohibited Transaction Class Exemption 85-68--To
[Notices] [02/26/2004] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment; Prohibited Transaction Class Exemption 92-6--Sale
of Individual Life Insurance or Annuity Contracts by a Plan
[Notices] [02/26/2004] | [PDF Version]
- Withdrawal of Notice of Proposed Exemption Involving Blue Cross
and Blue Shield of Kansas (the Company) and Anthem Insurance Companies,
Inc. (Anthem) Located in Topeka, KS
[Notices] [02/17/2004] | [PDF Version]
-
Grant of Individual Exemptions; Bank of America, N.A.
[Notices] [02/17/2004] | [PDF Version]
- Publication of Year 2003 Form M-1 With Electronic Filing Option
[Notices] [02/11/2004] | [PDF Version]
- Proposed Exemptions; John Hancock Life Insurance Company
[Notices] [01/22/2003] | [PDF Version]
- United States Steel and Carnegie Pension Fund (UCF or the
Applicant), Located in Atlanta, GA
[Notices] [01/05/2004] | [PDF Version]
- [Prohibited Transaction Exemption 2003-39; Application No. D-11100]
[Notices] [12/31/2003] | [PDF Version]
- Prohibited Transaction Exemption (PTE) 2003-38; Exemption
Application No. D-11167; Aetna Life Insurance Company (Aetna) and UBS
Realty Investors LLC (UBS Realty), Located in Hartford, CT
[Notices] [12/24/2003] | [PDF Version]
- Proposed Exemptions; Bangs, McCullen, Butler, Foye & Simmons,
L.L.P. Employees Profit Sharing Plan (the Plan)
[Notices] [12/17/2003] | [PDF Version]
- Grant of Individual Exemptions; Deutsche Bank AG
[Notices] [12/17/2003] | [PDF Version]
- Proposed Exemptions; Bangs, McCullen, Butler, Foye & Simmons,
L.L.P. Employees Profit Sharing Plan (the Plan)
[Notices] [12/17/2003] | [PDF Version]
- Prohibited Transaction Exemption 2003-32; [Exemption Application
No. D-11067] et al.; Grant of Individual Exemptions; Sorensen
Broadcasting Employee Stock Ownership Plan and Trust, et al
[Notices] [11/14/2003] | [PDF Version]
- Proposed Exemptions; John Hancock Life Insurance Company, et al
[Notices] [11/14/2003] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment; Petition for Finding Under Section 3(40) of ERISA
[Notices] [11/12/2003] | [PDF Version]
-
Proposed Extension of Information Collection Request Submitted
for Public Comment; Prohibited Transaction Exemption 75-1--Broker--
Dealers, Reporting Dealers, Banks Engaging in Securities Transactions
[Notices] [11/05/2003] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment; Prohibited Transaction Exemption 88-59 Residential
Mortgage Financing Arrangements Involving Employee Benefit Plans
[Notices] [11/05/2003] | [PDF Version]
- Notice of Proposed Amendment to PTE 81-6 and Proposed Restatement
and Redesignation of PTE 82-63; Correction
[Notices] [10/28/2003] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment; Prohibited Transaction Exemption 80-83--Securities
Purchases for Debt Reduction or Retirement
[Notices] [10/28/2003] | [PDF Version]
-
Working Group on Defined Benefit Funding and Discount Rate
Issues; Advisory Council on Employee Welfare and Pension Benefits
Plans; Notice of Meeting
[Notices] [10/23/2003] | [PDF Version]
- 124th Full Meeting; Advisory Council on Employee Welfare and
Pension Benefits Plans; Notice of Meeting
[Notices] [10/23/2003] | [PDF Version]
-
Working Group on Optional Professional Management in Defined
Contribution Plans; Advisory Council on Employee Welfare and Pension
Benefits Plans; Notice of Meeting
[Notices] [10/23/2003] | [PDF Version]
- Working Group on Health Care Security; Advisory Council on
Employee Welfare and Pension Benefits Plans; Notice of Meeting
[Notices] [10/23/2003] | [PDF Version]
- Proposed Class Exemption To Permit Certain Loans of Securities by
Employee Benefit Plans [Notices] [10/23/2003] | [PDF Version]
-
Lodgian, Inc. 401(k) Plan and Trust Agreement (the Plan)
Exemption Application No. D-11180
[Notices] [10/14/2003] | [PDF Version]
- Prohibited Transaction Exemption 2003-30; [Exemption Application
No. D-11101] et al.; Grant of Individual Exemptions; Fifth Third Bank
[Notices] [10/14/2003] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted
for Public Comment; Employee Benefit Plan Claims Procedures Under ERISA
[Notices] [10/06/2003] | [PDF Version]
- Proposed Exemptions; The National Electrical Benefit Fund (the
Plan)[Notices] [09/29/2003] | [PDF Version]
- Notice of Proposed Exemption for Certain Transactions Involving
Aetna Life Insurance Company (Aetna) and UBS Realty Investors LLC (UBS
Realty) Located in Hartford, CT
[Notices] [09/29/2003] | [PDF Version]
-
Proposed Extension of Information Collection Request Submitted
for Public Comment; Summary Plan Description Requirements under ERISA
[Notices] [09/18/2003] | [PDF Version]
- Proposed Exemptions; Sorenson Broadcasting Employee Stock
Ownership Plan and Trust (the Plan)
[Notices] [09/05/2003] | [PDF Version]
- Grant of Individual Exemptions; Local 705 International
Brotherhood of Teamsters Pension Plan (the Plan)
[Notices] [09/05/2003] | [PDF Version]
- Proposed Extension of Information Collection; Comment Request
[Notices] [09/04/2003] | [PDF Version]
- Proposed Collection; Comment Request
[Notices] [09/04/2003] | [PDF Version]
- Working Group on Health Care Security Advisory Council on
Employee Welfare and Pension Benefits Plans; Notice of Meeting
[Notices] [09/03/2003] | [PDF Version]
- Working Group on Defined Benefit Funding and Discount Rate
Issues, Advisory Council on Employee Welfare and Pension Benefits
Plans; Notice of Meeting
[Notices] [09/03/2003] | [PDF Version]
- 123rd Full Meeting, Advisory Council on Employee Welfare and
Pension Benefits Plans; Notice of Meeting
[Notices] [09/03/2003] | [PDF Version]
- Working Group on Optional Professional Management in Defined
Contribution Plans, Advisory Council on Employee Welfare and Pension
Benefits Plans; Notice of Meeting
[Notices] [09/03/2003] | [PDF Version]
- Proposed Amendment to Prohibited Transaction Exemption (PTE) 84-
14 for Plan Asset Transactions Determined by Independent Qualified
Professional Asset Managers
[Notices] [09/03/2003] | [PDF Version]
- Proposed Extension of Information Collection; Comment Request
[Notices] [08/20/2003] | [PDF Version]
- Northwest Airlines Pension Plan for Salaried Employees (Salaried
Plan) [Notices] [08/19/2003] | [PDF Version]
- Proposed Exemptions; Liberty Media 401(k) Savings Plan (the Plan)
[Notices] [08/15/2003] | [PDF Version]
- Grant of Individual Exemptions; Deutsche Bank AG (DB), Located in
Germany, with Affiliates in New York, New York and Other Locations; and
JPMorgan Chase Bank, Located in New York, New York; (collectively, with
their Affiliates, the Applicants)
[Notices] [08/14/2003] | [PDF Version]
- Working Group on Health Care Security, Advisory Council on
Employee Welfare and Pension Benefits Plans; Notice of Meeting
[Notices] [07/14/2003] | [PDF Version]
- Working Group on Defined Benefit Funding and Discount Rate
Issues, Advisory Council on Employee Welfare and Pension Benefits
Plans; Notice of Meeting
[Notices] [07/14/2003] | [PDF Version]
- Working Group on Optional Professional Management; Advisory
Council on Employee Welfare and Pension Benefits Plans; Notice of
Meeting[Notices] [07/14/2003] | [PDF Version]
- Proposed Exemptions; Kinder Morgan, Inc.
[Notices] [06/24/2003] | [PDF Version]
- Grant of Individual Exemption To Replace Prohibited Transaction
Exemption 97-63 (PTE 97-63) Involving State Street Bank and Trust
Company (State Street) Located in Boston, MA
[Notices] [06/24/2003] | [PDF Version]
- Prohibited Transaction Exemption 2003-15; [Exemption Application
No. D-11111, 11112, and 11113] et al. Grant of Individual Exemptions;
Dupont Capital Management Corporation, (DCMC)
[Notices] [06/24/2003] | [PDF Version]
- Working Group on Health Care Security Advisory Council on
Employee Welfare and Pension Benefits Plans; Notice of Meeting
[Notices] [06/11/2003] | [PDF Version]
- Working Group on Defined Benefit Funding and Discount Rate Issues
Advisory Council on Employee Welfare and Pension Benefits Plans; Notice
of Meeting [Notices] [06/11/2003] | [PDF Version]
- 122nd Full Meeting of the Advisory Council on Employee Welfare
and Pension Benefits Plans; Notice of Meeting
[Notices] [06/11/2003] | [PDF Version]
- Working Group on Optional Professional Management Advisory
Council on Employee Welfare and Pension Benefit Plans; Notice of
Meeting [Notices] [06/11/2003] | [PDF Version]
- Grant of Individual Exemptions; Deutsche Bank AG
[Notices] [06/10/2003] | [PDF Version]
- Proposed Class Exemption for Acquisition and Sale of REIT Shares
by Individual Account Plans Sponsored by Trust REITS
[Notices] [06/03/2003] | [PDF Version]
- Proposed Exemptions; Local 705 International Brotherhood of
Teamsters Pension Plan (the Plan)
[Notices] [05/05/2003] | [PDF Version]
- Prohibited Transaction Exemption 2003-07; Grant of Individual
Exemptions; Archer Daniels Midland Company (Archer)
[Notices] [05/05/2003] | [PDF Version]
- Grant of Individual Exemption To Replace Prohibited Transaction
Exemptions (PTEs) 81-56, 85-19 and 89-5, Involving the Truman Arnold
Companies Retirement Plan and Trust (the Plan) Located in Texarkana, TX
[Notices] [04/16/2003] | [PDF Version]
- Grant of Individual Exemptions; John Hancock Life Insurance
Company
[Notices] [04/16/2003] | [PDF Version]
- Proposed Exemptions; ACR Homes, Inc. Employee Stock Ownership
Plan and Trust (the ESOP)
[Notices] [04/16/2003] | [PDF Version]
- Proposed Exemptions; The JPMorgan Chase Bank
[Notices] [03/21/2003] | [PDF Version]
- Proposed Extension of Information Collection; Comment Request;
Prohibited Transaction Class Exemption 94-20
[Notices] [03/19/2003] | [PDF Version]
- Proposed Extension of Information Collection; Comment Request;
Prohibited Transaction Class Exemption 91-38, Bank Collective
Investment Funds
[Notices] [03/19/2003] | [PDF Version]
- By letter postmarked August 15, 2002
[Notices] [03/18/2003] | [PDF Version]
- BBA Nonwovens Simpsonville Inc., Lewisburg, PA; Notice of Revised
Determination on Reconsideration
[Notices] [03/18/2003] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment; Prohibited Transaction Class
Exemption 2002-12, Cross-Trades of Securities by Index and Model Funds
[Notices] [01/23/2003] | [PDF Version]
- Proposed Exemptions; John Hancock Life
Insurance Company [Notices] [01/22/2003] | [PDF
Version]
- Individual Exemption Involving the
Northwest Airlines Pension Plan for Salaried Employees, the Northwest Airlines
Pension Plan for Pilot Employees, and the Northwest Airlines Pension Plan for
Contract Employees [Notices] [01/17/2003] | [PDF
Version]
- Proposed Exemptions; Principal Mutual
Holding Company (PMHC) et al. [Notices] [08/03/2001] |
[PDF Version]
- Grant of Individual Exemptions; Fidelity
Management Trust Company and Its Affiliates (Collectively Fidelity) [Notices]
[12/30/2002] | [PDF Version]
- Proposed Exemptions; Deutsche Bank AG
(Duetsche Bank) [Notices] [12/30/2002] | [PDF
Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Definition
of ``Plan Assets''-- Participant Contributions [Notices] [12/24/2002] |
[PDF Version]
- Publication of Year 2002 Form M-1 [Notices]
[12/13/2002] | [PDF Version]
- Amendment to Prohibited Transaction
Exemption 97-11 (PTE 97-11) for the Receipt of Certain Investment Services by
Individuals for Whose Benefit Individual Retirement Accounts or Retirement
Plans for Self- Employed Individuals Have Been Established [Notices]
[12/12/2002] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment; ERISA Summary Annual Report
[Notices] [12/11/2002] | [PDF Version]
- Grant of Individual Exemptions; Bank of
America (BofA) [Notices] [12/04/2002] | [PDF
Version]
- AGENCY: Pension and Welfare Benefits
Administration, Department of Labor. [Notices] [12/02/2002] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment; ERISA Procedure 76-1 ``
Advisory Opinion Procedure [Notices] [12/02/2002] |
[PDF Version]
- Class Exemption to Permit Certain
Transactions Identified in the Voluntary Fiduciary Correction Program [Notices]
[11/25/2002] | [PDF Version]
- Grant of Individual Exemptions; Twin City
Iron Workers Apprenticeship and Training Fund (the Trust Fund) [Notices]
[11/18/2002] | [PDF Version]
- Proposed Exemptions; A Northern Trust
Company and Affiliates [Notices] [11/18/2002] | [PDF Version]
- Working Group on Electronic Reporting,
Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of
Meeting [Notices] [10/24/2002] | [PDF
Version]
- Working Group on Orphan Plans Advisory
Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting
[Notices] [10/24/2002] | [PDF Version]
- 120th Full Meeting of the Advisory Council
on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices]
[10/24/2002] | [PDF Version]
- Working Group on Education and Training of
Plan Fiduciaries Advisory Council on Employee Welfare and Pension Benefits
Plans; Notice of Meeting [Notices] [10/24/2002] | [PDF Version]
- Amendment to Prohibited Transaction
Exemption 86-128 (PTE 86-128) For Securities Transactions Involving Employee
Benefit Plans and Broker-Dealers [Notices] [10/17/2002] |
[PDF Version]
- Grant of Individual Exemptions; Investors
Savings Bank Pension Plan (the Plan) [Notices] [10/08/2002] |
[PDF Version]
- Proposed Exemptions; Fidelity Management
Trust Company and Its Affiliates (Collectively Fidelity) [Notices]
[10/08/2002] | [PDF Version]
- Grant of Individual Exemptions; Investors
Savings Bank Pension Plan (the Plan) [Notices] [10/08/2002] |
[PDF Version]
- Proposed Exemptions; Fidelity Management
Trust Company and Its Affiliates (Collectively Fidelity) [Notices]
[10/08/2002] | [PDF Version]
- Prohibited Transaction Exemption 200242;
Grant of Individual Exemptions; Provident Mutual Life Insurance Company
(Provident) [Notices] [09/04/2002] | [PDF
Version]
- Prohibited Transaction Exemption 200242;
Grant of Individual Exemptions; Provident Mutual Life Insurance Company
(Provident) [Notices] [09/04/2002] | [PDF
Version]
- Grant of Individual Exemptions; Deutsche
Bank AG (DB) [Notices] [09/23/2002] | [PDF
Version]
- Proposed Exemptions; Bank of America (BofA)
[Notices] [09/23/2002] | [PDF Version]
- Amendment to Prohibited Transaction
Exemption 92-6 (PTE 92-6) Involving the Transfer of Individual Life Insurance
Contracts and Annuities from Employee Benefit Plans to Plan Participants,
Certain Beneficiaries of Plan Participants, Personal Trusts, [Notices]
[09/03/2002] | [PDF Version]
- Working Group on Orphan Plans; Advisory
Council on Employee Welfare and Pension Benefits Plans Notice of Meeting
[Notices] [08/27/2002] | [PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Regulation Regarding Participant Directed
Individual Account Plans Under ERISA 404(c) [Notices] [08/13/2002] |
[PDF Version]
- Grant of Individual Exemptions;
Metropolitan Life Insurance Company (MetLife) [Notices] [08/09/2002] |
[PDF Version]
- Proposed Exemptions; Investors Savings Bank
Pension Plan (the Plan) [Notices] [08/09/2002] | [PDF Version]
- Amendment to Prohibited Transaction
Exemption (PTE) 2000-58 Involving Bear, Stearns & Co. Inc., Prudential
Securities Incorporated, et al. [Notices] [08/22/2002] |
[PDF Version]
- Grant of Individual Exemption To Amend and
Replace Prohibited Transaction Exemption (PTE) 90-15, Involving the Watkins
Master Trust (the Trust), Located in Atlanta, GA [Notices] [08/22/2002] |
[PDF Version]
- Grant of Individual Exemption To Amend and
Replace Prohibited Transaction Exemption (PTE) 85-131, Involving the Watkins
Master Trust (the Trust), Located in Atlanta, GA [Notices] [08/22/2002] |
[PDF Version]
- Prohibited Transaction Exemption 2002-37;
et al.; Grant of Individual Exemptions; Adams Wood Products, Inc. Profit
Sharing Plan (the Plan) [Notices] [08/22/2002] | [PDF Version]
- Notice of Proposed Individual Exemption To
Amend Prohibited Transaction Exemption (PTE) 95-31 Involving the Financial
Institutions Retirement Fund (the Fund) and the Financial Institutions Thrift
Plan (the Thrift Plan) Located in White Plains, NY [Notices] [07/03/2002] |
[PDF Version]
- Proposed Exemptions; Deutsche Bank AG and
Its Affiliates [Notices] [07/03/2002] | [PDF
Version]
- Adoption of Amendment to Prohibited
Transaction Exemption 96-62 (PTE 96-62) To Permit Certain Authorized
Transactions Between Plans and Parties in Interest [Notices] [07/03/2002] |
[PDF Version]
- Proposed Extension of Information
Collection; Comment Request [Notices] [07/25/2002] |
[PDF Version]
- Proposed Extension of Information
Collection; Comment Request; ERISA Technical Release 91-1 [Notices]
[07/25/2002] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment; Furnishing Documents to the
Secretary of Labor on Request Under ERISA Section 104(a)(6) [Notices]
[07/02/2002] | [PDF Version]
- Grant of Individual Exemptions; Deutsche
Bank AG [Notices] [06/20/2002] | [PDF
Version]
- Notice of Proposed Individual Exemption To
Amend and Replace Prohibited Transaction Exemption (PTE) 90-15, Involving the
Watkins Master Trust (the Trust), Located in Atlanta, GA [Notices]
[06/18/2002] | [PDF Version]
- Notice of Proposed Individual Exemption to
Amend and Replace Prohibited Transaction Exemption (PTE) 85-131, Involving the
Watkins Master Trust (the Trust), Located in Atlanta, GA [Notices]
[06/18/2002] | [PDF Version]
- Proposed Exemptions; Provident Mutual Life
Insurance Company (Provident) [Notices] [06/18/2002] |
[PDF Version]
- Proposed Amendment to Prohibited
Transaction Exemption 97-11 (PTE 97-11) for the Receipt of Certain Investment
Services by Individuals for Whose Benefit Individual Retirement Accounts or
Retirement Plans for Self-Employed Individuals [Notices] [06/18/2002] |
[PDF Version]
- Grant of Individual Exemptions;
Massachusetts Mutual Insurance Company (MassMutual) [Notices] [06/06/2002]
| [PDF Version]
- Proposed Exemptions; Adams Wood Products,
Inc. Profit Sharing Plan [Notices] [06/06/2002] | [PDF Version]
- Pacific Investment Management Company LLC
(PIMCO), Located in Newport Beach, CA; Employee Benefit Plans: Prohibited
Transaction Exemptions [Notices] [05/22/2002] | [PDF Version]
- Prohibited Transaction Exemption 2002-26;
Grant of Individual Exemptions; Holt Fleck & Free P.A. Profit Sharing Plan
(the Plan), et al. [Notices] [05/22/2002] | [PDF
Version]
- Proposed Amendment to Prohibited
Transaction Exemption (PTE) 2000-58 Involving Bear, Stearns & Co. Inc.,
Prudential Securities Incorporated, et al. [Notices] [05/22/2002] |
[PDF Version]
- Proposed Amendment to Prohibited
Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to
Employee Benefit Plans [Notices] [09/28/2001] | [PDF Version]
- Grant of Individual Exemptions; Derrerred
Profit Sharing Plan of the Penske Corporation (the Plan) et al. [Notices]
[09/27/2001] | [PDF Version]
- Proposed Amendment to Prohibited
Transaction Exemption 86-128 (PTE 86-128) for Securities Transactions Involving
Employee Benefit Plans and Broker-Dealers [Notices] [05/10/2002] |
[PDF Version]
- Proposed Amendment to Prohibited
Transaction Exemption 92-6 (PTE 92-6) Involving the Transfer of Individual Life
Insurance Contracts and Annuities From Employee Benefit Plans to Plan
Participants, Certain Beneficiaries of Plan Participants, [Notices]
[05/10/2002] | [PDF Version]
- Proposed Exemptions; Northwoods Bank of
Minnesota Employee Stock Ownership Plan (the Plan) [Notices] [04/26/2002] |
[PDF Version]
- 117th Full Meeting of the Advisory Council
on Employee Welfare and Pension Benefits Plans [Notices] [04/23/2002] |
[PDF Version]
- Proposed Exemptions; Deutsche Bank AG
[Notices] [03/29/2002] | [PDF Version]
- Adoption of Voluntary Fiduciary Correction
Program [Notices] [03/28/2002] | [PDF
Version]
- Proposed Class Exemption To Permit Certain
Transactions Identified in the Voluntary Fiduciary Correction Program [Notices]
[03/28/2002] | [PDF Version]
- Prohibited Transaction Exemption 2002-20;
Grant of Individual Exemptions; Union Bank of California (UBOC [Notices]
[03/28/2002] | [PDF Version]
- Grant of Individual Exemption for State
Farm Mutual Automobile Insurance Company and State Farm VP Management Corp.
[Notices] [03/28/2002] | [PDF Version]
- Notice of Grant of Individual Exemption To
Modify Prohibited Transaction Exemption 90-23 (PTE 90-23); Prohibited
Transaction Exemption 90-31 (PTE 90-31) and Prohibited Transaction Exemption
90-33 (PTE 90-33) Involving J.P. Morgan Chase & Company [Notices]
[03/28/2002] | [PDF Version]
- Proposed Amendment to Prohibited
Transaction Exemption 96-62 (PTE 96-62) To Permit Certain Authorized
Transactions Between Plans and Parties in Interest [Notices] [03/20/2002] |
[PDF Version]
- Proposed Exemptions; Wyndham International,
Inc. Employee Savings & Retirement Plan [Notices] [03/18/2002] |
[PDF Version]
- Proposed Exemptions; Wyndham International,
Inc. Employee Savings & Retirement Plan [Notices] [03/18/2002] |
[PDF Version]
- Amendment to Prohibited Transaction
Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit
Plans [Notices] [03/01/2002] | [PDF
Version]
- [Prohibited Transaction Exemption 2002-13
Application Number: D-10616] [Notices] [03/01/2002] |
[PDF Version]
- Proposed Exemptions; Deutsche Bank, AG, et
al. [Notices] [02/27/2002] | [PDF
Version]
- Kimball International, Inc. Retirement Plan
(the Plan) [Notices] [02/26/2002] | [PDF
Version]
- Grant of Individual Exemptions; Rockford
Corporation 401(k) Retirement Savings Plan [Notices] [03/22/2002] |
[PDF Version]
- Prohibited Transaction Exemption 2002-01;
Grant of Individual Exemptions; Key Trust Company of Ohio, et al. [Notices]
[01/09/2002] | [PDF Version]
- Publication of Year 2001 Form M-1 [Notices]
[12/19/2001] | [PDF Version]
- Proposed Exemptions; Morgan Stanley &
Co. Incorporated (MS&Co) [Notices] [01/03/2002] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment; Application for EFAST
Electronic Signature and Codes for EFAST Transmitters and Software Developers
[Notices] [12/14/2001] | [PDF Version]
- Proposed Exemptions; Rockford Corporation
401(k) Retirement Savings Plan (the Plan) et al. [Notices] [12/13/2001] |
[PDF Version]
- Prohibited Transaction Exemption 2001-46;
Grant of Individual Exemption; Bank of America Corporation (BAC) [Notices]
[12/12/2001] | [PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [11/27/2001] |
[PDF Version]
- Grant of Individual Exemptions; The FHP
International Corporation 401(k) Savings Plan; and The FHP International
Corporation PAYSOP (Together, the Plans) et al. [Notices] [11/06/2001] |
[PDF Version]
- Grant of Individual Exemption To Amend PTE
99-45, Involving Donaldson, Lufkin & Jenrette Securities Corporation (DLJ),
Located in New York, NY [Notices] [11/06/2001] | [PDF Version]
- Proposed Exemptions; Kimball International,
Inc. Retirement Plan (the Plan) et al. [Notices] [10/23/2001] |
[PDF Version]
- Grant of Individual Exemptions; The Savings
Plan for Employees of Florida Progress Corporation (the Plan) et al. [Notices]
[10/22/2001] | [PDF Version]
- [Application Number: D-10616] [Notices]
[10/29/2001] | [PDF Version]
- Proposed Amendment to Prohibited
Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to
Employee Benefit Plans [Notices] [09/28/2001] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations [Notices]
[09/28/2001] | [PDF Version]
- Grant of Individual Exemptions; Derrerred
Profit Sharing Plan of the Penske Corporation (the Plan) et al. [Notices]
[09/27/2001] | [PDF Version]
- Notice of Proposed Individual Exemption to
Amend Prohibited Transaction Exemption (PTE) 99-45, Involving Donaldson, Lufkin
& Jenrette Securities Corporation (DLJ), Located in New York, NY [Notices]
[09/17/2001] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Delinquent
Filer Voluntary Program [Notices] [08/22/2001] | [PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [08/17/2001] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; PTE 86-128
[Notices] [08/17/2001] | [PDF Version]
- Procedure for Application for Exemption
From the Prohibited Transaction Provisions of Section 408(a) of the Employee
Retirement Income Security Act (ERISA) [Notices] [08/14/2001] |
[PDF Version]
- Proposed Exemptions; Principal Mutual
Holding Company (PMHC) et al. [Notices] [08/03/2001] |
[PDF Version]
- Prohibited Transaction Exemption 2001-23;
Grant of Individual Exemptions; Retirement Plan of Plumbers and Steamfitters
Local No. 489 of Cumberland, MD (the Plan) et al. [Notices] [08/03/2001] |
[PDF Version]
- Proposed Exemptions; Bank of America
Corporation (BAC) et al. [Notices] [07/30/2001] | [PDF Version]
- Notice of Proposed Individual Exemption To
Modify Prohibited Transaction Exemption 97-08 (PTE 97-08) Involving Morgan
Stanley Dean Witter & Co. Incorporated (MSDW&Co) Located in New York,
NY [Notices] [09/07/2001] | [PDF Version]
- Proposed Exemptions; Key Trust Company of
Ohio (Key Trust) et al. [Notices] [09/07/2001] | [PDF Version]
- Notice of Proposed Individual Exemption To
Amend Prohibited Transaction Exemption (PTE) 99-45, Involving Donaldson, Lufkin
& Jenrette Securities Corporation (DLJ), Located in New York, NY [Notices]
[09/07/2001] | [PDF Version]
- Prohibited Transaction Exemption 2001-32;
Grant of Individual Exemptions; Development Company Funding Corporation, et al.
[Notices] [09/07/2001] | [PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [09/07/2001] |
[PDF Version]
- Grant of Individual Exemptions; The Walston
& High, P.A. Profit Sharing Plan (the Plan) et al. [Notices]
[08/28/2001] | [PDF Version]
- Prohibited Transaction Exemption 2001-19;
Grant of Individual Exemptions; Texas Instruments Employees Pension Plan (the
Plan) et al. [Notices] [06/04/2001] | [PDF
Version]
- Proposed Exemptions; Merganser Capital
Management LP (Merganser), et al. [Notices] [06/04/2001] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations;
Alternative Method of Compliance for Certain SEPs Pursuant to 29 CFR
2520.104-49 [Notices] [07/13/2001] | [PDF
Version]
- Proposed Extension of Information
Collection Request; Comment Request; Prohibited Transaction Class Exemption
77-4 [Notices] [07/13/2001] | [PDF
Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Prohibited
Transaction Class Exemption 98-54 [Notices] [07/13/2001] |
[PDF Version]
- Amendments to Summary Plan Description
Regulations [Page 36368] [07/11/2001] | [PDF
Version]
- Proposed Exemptions; Deferred Profit
Sharing Plan of the Penske Corporation (the Plan) et al. [Notices]
[07/10/2001] | [PDF Version]
- Amendments to Summary Plan Description
Regulations [Page 36368] [07/11/2001] | [PDF
Version]
- Proposed Exemptions; The Walston &
High, P.A. Profit Sharing Plan (the Plan) et al. [Notices] [06/28/2001] |
[PDF Version]
- Prohibited Transaction Exemption 2001-21;
Grant of Individual Exemptions; Bank of America (BofA) et al. [Notices]
[06/28/2001] | [PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [06/27/2001] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Prohibited
Transaction Exemption T88-1 [Notices] [06/27/2001] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Prohibited
Transaction Exemption 94-71 [Notices] [06/27/2001] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations: Prohibited
Transaction Class Exemption 96-62 [Notices] [06/27/2001] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations [Notices]
[06/21/2001] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Mental
Health Parity [Notices] [06/20/2001] | [PDF
Version]
- Grant of Individual Exemptions; New York
Life Insurance Company (NYLIC) et al. [Notices] [05/04/2001] |
[PDF Version]
- Proposed Exemptions; Retirement Plan of
Plumbers and Steamfitters Local No. 489 of Cumberland, Maryland (the Plan) et
al. [Notices] [04/16/2001] | [PDF
Version]
- Grant of Individual Exemptions; Keystone
Brokerage, Inc. (Keystone) et al. [Notices] [04/16/2001] |
[PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [04/06/2001] |
[PDF Version]
- Proposed Exemptions; Retirement Plan of
Plumbers and Steamfitters Local No. 489 of Cumberland, Maryland (the Plan) et
al. [Notices] [04/16/2001] | [PDF
Version]
- [Prohibited Transaction Exemption 2001-14;
Exemption Application No. D- 10571, et al.] [Notices] [04/16/2001] |
[PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [04/06/2001] |
[PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [04/06/2001] |
[PDF Version]
- Grant of Individual Exemptions; Salomon
Smith Barney Inc. (SSB), Citigroup Inc. (Citigroup) and their Affiliates
(collectively, the Applicants) [Notices] [04/03/2001] |
[PDF Version]
- Withdrawal of Notice of Proposed Exemption
Involving the Joliet Medical Group, Ltd. Employees Retirement Plan & Trust
(the Plan); Located in Joliet, IL [Notices] [04/03/2001] |
[PDF Version]
- Grant of Individual Exemptions; Trenam,
Kemker, Scharf, Barkin, Frye, O'Neill & Mullis Professional Association
Section 401(k) Profit Sharing Plan (et. al) [Notices] [03/21/2001] |
[PDF Version]
- Notice of Proposed Exemptions. [Notices]
[03/21/2001] | [PDF Version]
- Notice of technical correction. [Notices]
[03/21/2001] | [PDF Version]
- Working Group on Increasing Pension
Coverage, Participation and Benefits Advisory Council on Employee Welfare and
Pension Benefits Plans; Notice of Meeting [Notices] [03/20/2001] |
[PDF Version]
- Working Group on Planning for Retirement
Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of
Meeting [Notices] [03/20/2001] | [PDF
Version]
- Working Group on the Challenge to the
Employment-Based Healthcare System Advisory Council on Employee Welfare and
Pension Benefits Plans; Notice of Meeting [Notices] [03/20/2001] |
[PDF Version]
- Proposed Extension of Information
Collection; Comment Request Prohibited Transaction Class Exemption 82-63
[Notices] [02/22/2001] | [PDF Version]
- Proposed Extension of Information
Collection Request: Comment Request; Prohibited Transaction Class Exemption
81-6 [Notices] [02/22/2001] | [PDF
Version]
- Proposed Exemptions; New York Life
Insurance Company (NYLIC) [Notices] [02/15/2001] | [PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Class Exemption 85-68
[Notices] [02/15/2001] | [PDF Version]
- Grant of Individual Exemptions; American
Express Financial Corporation (AEFC) [Notices] [02/14/2001] |
[PDF Version]
- Extension of Information Collection;
Comment Request; Prohibited Transaction Exemption 91-55 [Notices]
[02/14/2001] | [PDF Version]
- Proposed Exemptions; Trenam, Kemker,
Scharf, Barkin, Frye, O'Neill & Mullis Professional Association Section
401(k) Profit Sharing Plan (the Plan) [Notices] [01/25/2001] |
[PDF Version]
- Grant of Individual Exemptions; SEI
Investments Company (SEI Investments), SEI Investments Management Corporation
(SIMC) and SEI Private Trust Company (STC) [Notices] [01/25/2001] |
[PDF Version]
- Disclosure Obligations Under ERISA; Notice
of Extension of Comment Period [Notices] [01/23/2001] |
[PDF Version]
- Proposed Exemptions; Keystone Brokerage,
Inc. (Keystone) [Notices] [01/22/2001] | [PDF
Version]
- Grant of Individual Exemptions; General
Motors Hourly-Rate Employees Pension Plan; [Notices] [01/17/2001] |
[PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Regulation Regarding Participant Directed
Individual Account Plans Under ERISA 404(c) [Notices] [01/18/2001] |
[PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Exemption 92-6 [Notices]
[01/18/2001] | [PDF Version]
- Proposed Extension of Information
Collection; Comment Request; ERISA Technical Release 91-1 [Notices]
[01/18/2001] | [PDF Version]
- Prohibited Transaction Exemption 2000-63;
[Exemption Application No. D-10651, et al.] Grant of Individual Exemptions;
Merrill Lynch & Co., Inc. (ML&Co.) [CORRECTIONS] [12/21/2000] |
[PDF Version]
- [Prohibited Transaction Exemption 2000-66;
Exemption Application No. D- 10706, et al.] [Notices] [12/21/2000] |
[PDF Version]
- Publication of Year 2000 Form M-1; Notice
[Notices] [12/13/2000] | [PDF Version]
- 2001 National Summit on Retirement Savings;
Request for Information; Notice [Notices] [12/01/2000] |
[PDF Version]
- Withdrawal of Notice of Proposed Exemption
Involving the Millcraft Industries Salaried Employees' Pension Plan and the
Millcraft Products, Inc. Hourly Employees' Pension Plan (collectively, the
Plans); Located in Canonsburg, PA [Notices] [11/24/2000] |
[PDF Version]
- Prohibited Transaction Exemption 2000-63;
[Exemption Application No. D-10651, et al.] Grant of Individual Exemptions;
Merrill Lynch & Co., Inc. (ML&Co.) [Notices] [12/06/2000] |
[PDF Version]
- Proposed Exemptions; IRAs for Eldon
Nysether and Mark Nysether (the IRAs) [Notices] [12/06/2000] |
[PDF Version]
- Grant of Individual Exemptions; Deutsche
Bank and Its Affiliates (Collectively, Deutsche Bank of the Applicants)
[Notices] [11/24/2000] | [PDF Version]
- Grant of Individual Exemptions; Country
Securities Corporation (Countrywide) [Notices] [11/13/2000] |
[PDF Version]
- Amendment to Prohibited Transaction
Exemption (PTE) 97-34 Involving Bear, Stearns & Co. Inc., Prudential
Securities Incorporated, et al. (D-10829) [Notices] [11/13/2000] |
[PDF Version]
- Grant of Individual Exemptions; Kwik Kopy
Corporation Employees Welfare Benefit Plan and Trust (the Plan) [Notices]
[11/01/2000] | [PDF Version]
- Proposed Exemptions; Care Services
Employees' 401(k) Profit Sharing Plan and Trust [Notices] [10/31/2000] |
[PDF Version]
- Proposed Exemptions; Merrill Lynch &
Co., Inc. (ML&Co.) [Notices] [10/19/2000] | [PDF Version]
- Grant of Individual Exemptions; IRA FBO
Floyd A. Ross (the IRA) [Notices] [10/19/2000] | [PDF Version]
- Actuarial Sciences Associates, Inc. (ASA)
and ASA Fiduciary Counselors Inc. (ASA) Counselors), Located in Alexandria, VA
[Notices] [10/19/2000] | [PDF Version]
- Proposed Exemptions; Sei Investments
Company (SEI Investments), SEI Investments Management Corporation (SIMC) and
SEI Trust Company (STC) [Notices] [10/11/2000] | [PDF Version]
- [Prohibited Transaction Exemption 2000-48;
Exemption Application No. D- 10802, et al.] [Notices] [10/11/2000] |
[PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval; Correction [Notices] [10/06/2000] |
[PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [10/02/2000] |
[PDF Version]
- Grant of Individual Exemption to Amend and
Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith
Barney Inc. (Salomon Smith Barney), Located in New York, NY [Notices]
[09/22/2000] | [PDF Version]
- Proposed Exemptions; The Masters, Mates and
Pilots Pension Plan (the Pension Plan) and Individual Retirement Account Plan
(the IRAP; Together, the Plans) [Notices] [09/22/2000] |
[PDF Version]
- Grant of Individual Exemptions; Bank of
Oklahoma (the Bank) [Notices] [09/18/2000] | [PDF
Version]
- Disclosure Obligations Under ERISA; Request
for Information; Notice [Notices] [09/14/2000] | [PDF Version]
- Disclosure Obligations Under ERISA; Request
for Information; Notice [Notices] [09/14/2000] | [PDF Version]
- Grant of Individual Exemption To Amend and
Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith
Barney Inc. (Salomon Smith Barney), Located in New York, NY [Notices]
[09/07/2000] | [PDF Version]
- Proposed Exemptions; Journal Company, Inc.
401(k) Savings Plan, et al. [Notices] [09/07/2000] |
[PDF Version]
- ERISA Section 3(40) Negotiated Rulemaking
Advisory Committee; Notice of Renewal [Notices] [08/29/2000] |
[PDF Version]
- Proposed Amendment to Prohibited
Transaction Exemption (PTE) 97-34 Involving Bear, Stearns & Co. Inc.,
Prudential Securities Incorporated, et al., (D-10829); Notice [Notices]
[08/23/2000] | [PDF Version]
- Grant of Individual Exemptions; First
Tennessee National Corporation [Notices] [08/22/2000] |
[PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Exemption 75-1 [Notices]
[08/22/2000] | [PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Exemption 80-83 [Notices]
[08/22/2000] | [PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Exemption 88-59 [Notices]
[08/22/2000] | [PDF Version]
- Proposed Exemptions; Kwik-Copy Corporation
Employees Welfare Benefit Plan and Trust (the Plan) [Notices] [08/17/2000]
| [PDF Version]
- Grant of Individual Exemptions; The Banc
Funds Company, LLC (TBFC) [Notices] [08/10/2000] | [PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [CORRECTIONS] [07/11/2000] |
[PDF Version]
- Proposed Exemptions; Bank of Oklahoma (the
Bank) and First Tennessee National Corporation; Notice [Notices]
[07/07/2000] | [PDF Version]
- Grant of Individual Exemptions; The
Fidelity Mutual Life Insurance Company (In Rehabilitation) (FML) [Notices]
[07/06/2000] | [PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [06/28/2000] |
[PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [06/28/2000] |
[PDF Version]
- Proposed Exemptions; Goldman, Sachs &
Co. [Notices] [06/13/2000] | [PDF
Version]
- Grant of Individual Exemptions; Barclays
Bank PLC and Its Affiliates (Collectively, Barclays) [Notices] [06/13/2000]
| [PDF Version]
- Notice of Proposed Individual Exemption to
Amend and Replace Prohibited Transaction Exemption (PTE) 99-15, Involving
Salomon Smith Barney Inc., Located in New York, NY [Notices] [06/01/2000] |
[PDF Version]
- Morgan Guaranty Trust Company of New York,
et al. [Notices] [06/01/2000] | [PDF
Version]
- Withdrawal of Notice of Proposed Exemption
Involving Fish Lake Beach, Inc. Profit Sharing Plan (the Plan); Located in
Round Lake, Illinois [Notices] [06/01/2000] | [PDF
Version]
- Withdrawal of Notice of Proposed Exemption
Involving Fish Lake Beach, Inc. Profit Sharing Plan (the Plan); Located in
Round Lake, Illinois [Notices] [06/01/2000] | [PDF
Version]
- [Prohibited Transaction Exemption 2000-21;
Exemption Application No. D- 10777, et al.] [Notices] [05/23/2000] |
[PDF Version]
- Proposed Exemptions; The Banc Funds
Company, LLC (TBFC) [Notices] [05/23/2000] | [PDF
Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [05/19/2000] |
[PDF Version]
- Agency Information Collection Activities;
Announcement of OMB Approval [Notices] [05/19/2000] |
[PDF Version]
- Proposed Exemptions; Fortis, Inc.
Employees' Uniform Profit Sharing Plan (the Fortis Plan) [Notices]
[05/04/2000] | [PDF Version]
- Grant of Individual Exemptions; Earl R.
Waddell & Sons, Inc. Profit Sharing Plan and Trust (the Plan) [Notices]
[05/04/2000] | [PDF Version]
- Request for Extension of Approval of a
Collection of Information Under the Paperwork Reduction Act; Customer Service
Focus Groups and Surveys [Notices] [04/07/2000] | [PDF Version]
- Pension and Welfare Benefits
Administration; Strategic Enforcement Plan [Notices] [04/06/2000] |
[PDF Version]
- Grant of Individual Exemptions; General
Electric Pension Trust (the Trust) [Notices] [04/06/2000] |
[PDF Version]
- Amendment to Prohibited Transaction
Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit
Plans [Notices] [04/03/2000] | [PDF
Version]
- Proposed Exemptions: Standard & Poor's
(S&P), Standard and Poor's Investment Advisory Service, LLC (SPIAS)
[Notices] [03/22/2000] | [PDF Version]
- Voluntary Fiduciary Correction Program
[Notices] [03/15/2000] | [PDF Version]
- Proposed Exemptions; Barclays Bank PLC and
its Affiliates (Collectively, Barclays) [Notices] [03/14/2000] |
[PDF Version]
- Grant of Individual Exemptions;
Metropolitan Life [Notices] [03/13/2000] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment [Notices] [03/09/2000] |
[PDF Version]
- Proposed Exemptions; Fish Lake Beach, Inc.
Profit Sharing Plan (the Plan) [Notices] [02/29/2000] |
[PDF Version]
- Anvil Construction Company, Inc. Employee's
Money Purchase Pension Plan (the Money Purchase Plan), Anvil Construction Co.,
Employee Profit Sharing Plan (the Profit Sharing Plan), William Andreassi, Mark
Andreassi, Michael Andreassi, and Wayne Campbell [Notices] [02/29/2000] |
[PDF Version]
- Morgan Guaranty Trust Company of New York,
et al. [Notices] [02/08/2000] | [PDF
Version]
- Exemption Application No. D-10384; Deutsche
Bank AG, et al. (Deutsche Bank) [Notices] [02/08/2000] |
[PDF Version]
- Prohibited Transaction Exemption 2000-05;
Exemption Application No. D-10542, et al.; Grant of Individual Exemptions;
Business Men's Assurance Company of America, et al. [Notices] [02/08/2000]
| [PDF Version]
- Revision of Annual Information
Return/Report [Notices] [02/02/2000] | [PDF
Version]
- Grant of Individual Exemptions; South
Central New York District Council of Carpenters Pension Fund (the Fund), et al.
[Notices] [02/01/2000] | [PDF Version]
- Proposed Exemptions; Deutsche Bank AG, et
al. (Deutsche Bank) [Notices] [02/01/2000] | [PDF
Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Class Exemption 91-38
[Notices] [01/27/2000] | [PDF Version]
- Proposed Revision of Information
Collection; Comment Request; Prohibited Transaction Exemptions 76-1 and 77-10
[Notices] [01/26/2000] | [PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Exemption 94-20 [Notices]
[01/26/2000] | [PDF Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Exemption 90-1 [Notices]
[01/26/2000] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Notice of
Special Enrollment Rights, Health Insurance Portability for Group Health Plans;
Correction [Notices] [01/24/2000] | [PDF
Version]
- Proposed Extension of Information
Collection; Comment Request; Prohibited Transaction Class Exemption 78-6
[Notices] [01/24/2000] | [PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendation; Definition
of ``Plan Assets''-- Participant Contributions [Notices] [01/18/2000] |
[PDF Version]
- Grant of Individual Exemptions;
Massachusetts Mutual Life Insurance Company (MM), et al. [Notices]
[01/05/2000] | [PDF Version]
- Proposed Exemptions; The FINA, Inc. Capital
Accumulation Plan (the Plan) [Notices] [01/05/2000] |
[PDF Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations;
Establishing Prior Creditable Coverage, Health Insurance Portability for Group
Health Plans [Notices] [12/28/1999] | [PDF
Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Notice of
Pre-Existing Condition Exclusion, Health Insurance Portability for Group Health
Plans [Notices] [12/28/1999] | [PDF
Version]
- Proposed Extension of Information
Collection Request Submitted for Public Comment and Recommendations; Notice of
Special Enrollment Rights, Health Insurance Portability for Group Health Plans
[Notices] [12/28/1999] | [PDF Version]
- Proposed Exemptions; Business Men's Assurance
Company of America (BMA) [Notices] [12/17/99] | [PDF
Version]
- Grant of Individual Exemptions; Bankers Trust
Co., (BTC), et al. [Notices] [12/17/99] | [PDF
Version]
- Signing of a Memorandum of Understanding
Among the Department of the Treasury, the Department of Labor, and the
Department of Health and Human Services; Notice [Notices] [12/15/99] |
[PDF Version]
- Cross-Trades of Securities by Investment
Managers [Notices] [12/15/99] | [PDF
Version]
- Proposed Class Exemption for Cross-Trades of
Securities by Index and Model-Driven Funds [Notices] [12/15/99] |
[PDF Version]
- Proposed Amendment to Prohibited Transaction
Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit
Plans [Notices] [11/29/99] | [PDF Version]
- Proposed Exemptions; Metropolitan Life
Insurance Company [Notices] [11/24/99] | [PDF
Version]
- Grant of Individual Exemption; Plumbers and
Pipe Fitters National Pension Fund (the Fund), Located in Alexandria, VA
[Notices] [11/15/99] | [PDF Version]
- Grant of Individual Exemptions; Pacific Life
Corporation (Pacific Life), et al. [Notices] [11/09/99] |
[PDF Version]
- Proposed Exemptions; Anvil Construction
Company, Inc. Employee's Money Purchase Pension Plan (the Money Purchase Plan),
Anvil Construction Co., Employee Profit Sharing Plan (the Profit Sharing Plan),
William Andreassi, Mark Andreassi, Michael Andreassi, and Wayne Campbell
[Notices] [11/09/99] | [PDF Version]
- Proposed Extension of Information Collection;
Comment Request [Notices] [10/29/99] | [PDF
Version]
- Proposed Extension of Information Collection;
Comment Request [Notices] [10/29/99] | [PDF
Version]
- Proposed Extension of Information Collection;
Comment Request [Notices] [10/29/99] | [PDF
Version]
- Proposed Exemptions; Allfirst Bank, et al.
[Notices] [10/22/99] | [PDF Version]
- Grant of Individual Exemptions; Pacific Coast
Roofers Pension Plan (the Plan), et al. [Notices] [10/21/99] |
[PDF Version]
- Grant of Individual Exemptions; MICO, Inc.
(MICO), et al. [Notices] [10/04/99] | [PDF
Version]
- Grant of Individual Exemptions; Aetna Inc.
(Aetna) [Notices] [09/29/99] | [PDF
Version]
- Proposed Exemptions; Bankers Trust Company
(BTC) [Notices] [09/24/99] | [PDF Version]
- Proposed Exemptions; Pacific Coast Roofers
Pension Plan [Notices] [08/26/99] | [PDF
Version]
- Grant of Individual Exemptions; The Chase
Manhattan Bank (CMB), et al. [Notices] [08/25/99] | [PDF Version]
- Proposed Exemptions; Massachusetts Mutual
Life Insurance Company (MM) [Notices] [08/11/99] | [PDF Version]
- Grant of Individual Exemptions; RREEF America
L.L.C. (RREEF), et al. [Notices] [08/05/99] | [PDF
Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations; ERISA Procedure 76-1,
Advisory Opinion Procedure [Notices] [08/05/99] | [PDF Version]
- Advisory Council on Employee Welfare and
Pension Benefit Plans; Nominations for Vacancies [Notices] [07/30/99] |
[PDF Version]
- Grant of Individual Exemptions; Premier
Funding Group, Inc.; Employees Profit Sharing Plan, et al [Notices]
[07/27/99] | [PDF Version]
- Bankers Trust Co., New York, New York, BT
Alex Brown Inc., and Deutsche Bank AG [Notices] [07/27/99] |
[PDF Version]
- Proposed Exemptions; Pacific Life Corporation
(Pacific Life) [Notices] [07/22/99] | [PDF
Version]
- Computer Scannable Versions of 1999 Form 5500
Annual Return/ Report of Employee Benefit Plan; Request for Public Comment
[Notices] [06/28/99] | [PDF Version]
- Grant of Individual Exemptions; First
Security Corporation (FSC), et al. [Notices] [06/25/99] |
[PDF Version]
- Proposed Exemptions; The Chase Manhattan Bank
(CMB) [Notices] [06/25/99] | [PDF Version]
- Proposed Exemption; Bankers Trust Company, BT
Alex Brown Incorporated, and Deutsche Bank AG [Notices] [06/07/99] |
[PDF Version]
- Proposed Exemptions; RREEF America L.L.C.
(RREEF) [Notices] [06/03/99] | [PDF
Version]
- Grant of Individual Exemptions; VECO
Corporation (VECO), et al. [Notices] [05/27/99] | [PDF Version]
- Proposed Exemptions; MICO, Inc. (MICO)
[Notices] [05/27/99] | [PDF Version]
- Proposed Exemptions; Aetna Inc. [Notices]
[05/13/99] | [PDF Version]
- Grant of Individual Exemptions; Standard Bank
Employees Profit Sharing Plan, et al. [Notices] [05/06/99] |
[PDF Version]
- Proposed Exemptions; First Security
Corporation (FSC) et al. [Notices] [04/22/99] | [PDF
Version]
- Grant of Individual Exemptions; Wells Fargo
Bank, N.A. (Wells Fargo), et al. [Notices] [04/05/99] |
[PDF Version]
- Grant of Individual Exemption To Amend
Prohibited Transaction Exemption (PTE) 94-50 Involving Salomon Smith Barney
Inc. (Salomon Smith Barney) Located in New York, NY [Notices] [04/05/99] |
[PDF Version]
- Submission for OMB Review; Comment Request
[Notices] [04/01/99] | [PDF Version]
- Proposed Exemptions; VECO Corporation (VECO)
[Notices] [03/08/99] | [PDF Version]
- Grant of Individual Exemptions;
Genito-Urinary Surgeons, Inc. Profit Sharing Plan (GUS Plan) Michael J.
Rosenberg Money Purchase Pension Plan (Rosenberg Plan); Robert Savage Qualified
Retirement Plan (Savage Plan), et al. [Notices] [03/08/99] |
[PDF Version]
- Amendment to Prohibited Transaction Exemption
93-33 (PTE 93-33) for the Receipt of Certain Services by Individuals for Whose
Benefit Individual Retirement Accounts or Retirement Plans for Self-Employed
Individuals Have Been Established or Maintained [Notices] [03/08/99] |
[PDF Version]
- Amendment to Prohibited Transaction Exemption
97-11 (PTE 97-11) for the Receipt of Certain Investment Services by Individuals
for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-
Employed Individuals Have Been Established or Maintained [Notices]
[03/08/99] | [PDF Version]
- Proposed Exemptions; VECO Corporation (VECO)
[Notices] [03/04/99] | [PDF Version]
- Proposed Exemptions; Standard Bank Employees
Profit Sharing Plan (the Plan) [Notices] [02/16/99] |
[PDF Version]
- Grant of Individual Exemptions; Keystone
Financial, Inc. and Certain of Its Affiliates (Keystone), et al. [Notices]
[02/16/99] | [PDF Version]
- Proposed Exemptions; Wells Fargo Bank, N.A.
(Wells Fargo) [Notices] [01/27/99] | [PDF
Version]
- Grant of Individual Exemptions; Salomon Smith
Barney Inc, et al [Notices] [01/27/99] | [PDF
Version]
- Grant of Individual Exemptions; Moody-Day,
Inc. Profit Sharing Plan, et al. [Notices] [01/21/99] |
[PDF Version]
- Proposed Exemptions; Genito Urinary Surgeons,
Inc., et al.; Notice [Notices] [01/21/99] | [PDF
Version]
- Grant of Individual Exemptions; Citizens Bank
New Hampshire [Notices] [12/24/98] | [PDF
Version]
- Grant of Individual Exemptions; Service
Employees International Union Local 252 Welfare Fund [Notices] [12/16/98] |
[PDF Version]
- Proposed Exemptions; MONY Life Insurance
Company [Notices] [12/16/98] | [PDF
Version]
- Notice on Annual Reporting Enforcement Policy
[Page 65505-65507] [11/25/98] | [PDF
Version]
- Plans Established or Maintained Pursuant to
Collective Bargaining Agreements Under Section 3(40)(A) of ERISA [Proposed
Rules] [11/23/98] | [PDF Version]
- Proposed Exemptions; Keystone Financial, Inc.
[Notices] [11/25/98] | [PDF Version]
- Grant of Individual Exemptions; John Taylor
Fertilizers Company [Notices] [11/25/98] | [PDF
Version]
- Grant of Individual Exemptions; U.S. West,
Inc. [Notices] [11/09/98] | [PDF Version]
- Notice of Proposed Individual Exemption to
Amend Prohibited Transaction Exemption (PTE) 94-50 Involving Salomon Smith,
Barney Inc. (Salomon Smith Barney) Located in New York, NY [Notices]
[11/09/98] | [PDF Version]
- Proposed Exemptions; Moody-Day, Inc.
[Notices] [11/09/98] | [PDF Version]
- Proposed Amendment to Prohibited Transaction
Exemption 93-33 (PTE 93-33) for the Receipt of Certain Services by Individuals
for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-
Employed Individuals Have Been Established or Maintained [Notices]
[10/21/98] | [PDF Version]
- Proposed Amendment to Prohibited Transaction
Exemption 97-11 (PTE 97-11) for the Receipt of Certain Investment Services by
Individuals for Whose Benefit Individual Retirement Accounts or Retirement
Plans for Self-Employed Individual Have Been Established or Maintained
[Notices] [10/21/98] | [PDF Version]
- Grant of Individual Exemptions; Harris Trust
& Savings Bank, et al. [Notices] [10/21/98] | [PDF Version]
- Proposed Exemptions; Bankers Trust Company
[Notices] [10/21/98] | [PDF Version]
- Grant of Individual Exemptions; Sanwa Bank
California, et al. [Notices] [10/06/98] | [PDF
Version]
- Proposed Exemptions; Salomon Brothers Inc.
[Notices] [10/06/98] | [PDF Version]
- Advisory Council on Employee Welfare and
Pension Benefit Plans; Reopening and Extending the Time for Receipt of
Nominations for Vacancies Until October 30, 1998 [Notices] [09/22/98] |
[PDF Version]
- Grant of Individual Exemptions; Individual
Retirement Accounts (the IRAs) for Marcia A. Hendrichsen, Larry L. Hendrichsen,
Lawrence D. Hendrichsen, Located in Burlington, IA; William H. Napier, George
Rashid, Jr., Jake E. Rashid, Carl A. Saunders, and John C. Schuldt, Located in
Fort Madison, IA (Collectively, the Participants), et al. [Notices]
[09/16/98] | [PDF Version]
- Proposed Exemptions; John Taylor Fertilizers
Company Profit Sharing Plan (the Plan) [Notices] [09/16/98] |
[PDF Version]
- Grant of Individual Exemptions; Lehman
Brothers Inc. (Lehman) and Lehman Brothers Trust Company and Affiliates (LBTC),
et al. [Notices] [08/31/98] | [PDF Version]
- Proposed Exemptions; RREEF America L.L.C.
(RREEF) [Notices] [08/31/98] | [PDF
Version]
- Grant of Individual Exemption to Amend and
Replace Prohibited Transaction Exemption (PTE) 96-14 Involving Morgan Stanley
& Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC),
Located in New York, NY [Notices] [08/31/98] | [PDF
Version]
- Grant of Individual Exemptions; Roark Young,
Russell Rice, Mary J. Rice, Bruce Lamchick, Steven McKean, David McKean &
Burton Young [Notices] [08/06/98] | [PDF
Version]
- Proposed Exemptions; Harris Trust &
Savings Bank [Notices] [08/06/98] | [PDF
Version]
- Grant of Individual Exemptions; Collection
Bureau Services [Notices] [07/20/98] | [PDF
Version]
- Proposed Exemptions; Pacific Income Advisers,
Inc. [Notices] [07/20/98] | [PDF Version]
- Pension and Welfare Benefits Administration
[Notices] [07/10/98] | [PDF Version]
- Prohibited Transaction Exemption 98-32;
Exemption Application No. D-10459, et al.]; Grant of Individual Exemptions;
Union Bank of Switzerland [Notices] [07/08/98] | [PDF Version]
- Proposed Exemptions; Toyota Motor Credit
Corporation [Notices] [07/08/98] | [PDF
Version]
- Withdrawal of Notice of Proposed Amendments
to Prohibited Transaction Exemption (PTE 93-69) Involving the Navistar
International Transportation Corporation (Navistar); Located in Chicago, IL and
the Supplemental Program Committee of the Navistar International Transportation
Corporation Retiree Health Benefit and Life Insurance Plan (Supplemental
Program Committee) Located in Euclid, OH [Notices] [07/08/98] |
[PDF Version]
- Grant of Amendment to Prohibited Transaction
Exemption (PTE) 97- 35 Involving the Amalgamated Bank of New York (the Bank)
Located in New York, NY [Notices] [07/08/98] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction
Exemption T88-1 [Notices] [07/02/98] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 81- 6 [Notices] [07/02/98] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction
Exemption 91-55 [Notices] [07/02/98] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Final Regulation Relating to
Loans to Plan Participants and Beneficiaries Who Are Parties in Interest With
Respect to the Plan [Notices] [07/02/98] | [PDF
Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations; Employee Retirement
Income Security Act of 1974 (ERISA) Technical Release 91-1 [Notices]
[07/02/98] | [PDF Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction
Exemption 94-71 [Notices] [07/02/98] | [PDF
Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations; Prohibited
Transaction Exemption 85-68 To Permit Employee Benefit Plans To Invest in
Customer Notes of Employers [Notices] [07/02/98] | [PDF Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 92- 6 [Notices] [06/30/98] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 82- 63 [Notices] [06/30/98] | [PDF
Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations; Prohibited
Transaction Exemption 96-62 [Notices] [06/30/98] | [PDF Version]
- Proposed
Exemptions; Van Ness Plastic Molding Co., Inc. [Notices] [06/29/98] |
[PDF
Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/26/98] | [PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/25/98] | [PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/25/98] | [PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/25/98] | [PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/23/98] | [PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/22/98] | [PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/22/98] | [PDF Version]
- Grant of Individual Exemptions; Massachusetts
Mutual Life Insurance Company [Notices] [06/19/98] | [PDF Version]
- Proposed Exemptions; Lehman Brothers, Inc.
[Notices] [06/19/98] | [PDF Version]
- Navistar International Transportation
Corporation (Navistar); Located in Chicago, IL and the Supplemental Program
Committee of the Navistar International Transportation Corporation Retiree
Health Benefit and Life Insurance Plan (Supplemental Program Committee) Located
in Euclid, OH [Notices] [06/19/98] | [PDF
Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations [Notices]
[06/17/98] | [PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations; Summary Annual Report
Requirement Under the Employee Retirement Income Security Act of 1974 (ERISA)
[Notices] [06/17/98] | [PDF Version]
- Grant of Individual Exemptions; Smart
Retirement The OLDE 401(k) Plan [Notices] [06/09/98] |
[PDF Version]
- Proposed Extension of Information Collection
Request Submitted for Public Comment and Recommendations; Prohibited
Transaction Class Exemption 76-1 [Notices] [06/02/98] |
[PDF Version]
- Proposed Exemptions; Sanwa Bank California
[Notices] [05/29/98] | [PDF Version]
- Grant of Individual Exemptions; Bankers Trust
Company [Notices] [05/29/98] | [PDF
Version]
- Grant of Individual Exemption for the
Metropolitan Life Insurance Company (MetLife) [Notices] [05/22/98] |
[PDF Version]
- Grant of Individual Exemptions; Equitable Life
Assurance Society [Notices] [05/18/98] | [PDF
Version]
- Proposed Exemptions; McClain's R.V., Inc.
401(k) [Notices] [05/18/98] | [PDF Version]
- Grant of Amendment to Prohibited Transaction
Exemption (PTE) 93-8 Involving the Fortunoff Pension Plans (the Plans) Located
in Westbury, NY [Notices] [05/18/98] | [PDF
Version]
- Grant of Individual Exemptions; Metropolitan
Life Insurance Company [Notices] [04/22/98] | [PDF
Version]
- Proposed Exemptions; Jack Mayesh Wholesale
Florist, Inc. [Notices] [04/22/98] | [PDF
Version]
- Grant of Individual Exemptions: Overland,
Ordal, Thorson & Fennell Pulmonary Consultants, P.C. [Notices]
[04/14/98] | [PDF Version]
- Grant of Individual Exemptions; MBNA America
Bank, National Association [Notices] [04/07/98] | [PDF Version]
- Proposed Exemptions; U S West, Inc. [Notices]
[03/31/98] | [PDF Version]
- Notice of Proposed Individual Exemption To
Amend and Replace Prohibited Transaction Exemption (PTE) 97-35 Involving
Amalgamated Bank of New York (the Bank) Located in New York, NY [Notices]
[03/30/98] | [PDF Version]
- Cross-Trades of Securities by Investment
Managers [Notices] [03/20/98] | [PDF
Version]
- Proposed Exemptions; Tyson Foods,
Incorporated Employee Profit Sharing Plan and Trust (the Plan) [Notices]
[03/20/98] | [PDF Version]
- Grant of Individual Exemptions; MS Commodity
Investments Portfolio II [Notices] [03/16/98] | [PDF
Version]
- Proposed Exemptions; SmartRetirement: The
OLDE 401(k) Plan [Notices] [02/26/98] | [PDF
Version]
- Prohibited Transaction Exemption 98-07;
Exemption Application No. D-10236, et al.; Grant of Individual Exemptions;
Equitable Life Assurance Society [Notices] [02/19/98] |
[PDF Version]
- Proposed Exemptions; Bankers Trust Company
[Notices] [02/19/98] | [PDF Version]
- Notice of Proposed Exemption for Certain
Transactions Involving the Massachusetts Mutual Life Insurance Company (MM),
Located in Springfield, MA [Notices] [02/06/98] | [PDF Version]
- Proposed Exemptions; Equitable Life Assurance
Society [Notices] [02/06/98] | [PDF
Version]
- Proposed Exemptions; MBNA America Bank,
National Association (MBNA) [Notices] [01/27/98] | [PDF Version]
- Grant of Individual Exemptions; Pentair
Retirement Savings and Stock Incentive Plan (the Plan), et al. [Notices]
[01/26/98] | [PDF Version]
- Notice of Proposed Individual Exemption to
Amend and Replace Prohibited Transaction Exemption (PTE) 96-14 Involving Morgan
Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company
(MSTC), Located in New York, NY [Notices] [01/26/98] |
[PDF Version]
- Grant of Individual Exemptions; The Sperry
Rail, Inc. [Notices] [01/13/98] | [PDF
Version]
- Proposed Exemptions; Equitable Life Assurance
Society of the United States [Notices] [12/19/97] | [PDF Version]
- Notice of Proposed Amendment to Prohibited
Transaction Exemption (PTE) 93-8 Involving the Fortunoff Pension Plans (the
Plans) Located in Westbury, NY [Notices] [12/19/97] |
[PDF Version]
- Prohibited Transaction Exemption 97-63;
Exemption Application No. D-10159, et al.; Grant of Individual Exemptions;
State Street Bank [Notices] [12/19/97] | [PDF
Version]
- Grant of Individual Exemptions; EBPLife
Insurance Company [Notices] [11/24/97] | [PDF
Version]
- Proposed Exemptions; MS Commodity Investments
Portfolio II, L.P. (The Partnership, et al.) [Notices] [11/24/97] |
[PDF Version]
- Grant of Individual Exemptions; TCW Group,
Inc., Trust Company of the West, TCW Funds Management, Inc., TCW Galileo Funds,
(Collectively; TCW) [Notices] [11/04/97] | [PDF
Version]
- Proposed Exemptions; First Bank System
Personal Retirement Account (the Plan) [Notices] [11/04/97] |
[PDF Version]
- AEW Capital Management, L.P. (AEW) Located in
Boston, MA [Notices] [10/30/97] | [PDF
Version]
- Grant of Individual Exemptions; UNUM Life
Insurance Company of America [Notices] [10/29/97] | [PDF Version]
- Advisory Council on Employee Welfare and
Pension Benefit Plans; Reopening and Extending the Time for Receipt of
Nominations for Vacancies Until November 7, 1997 [Notices] [10/22/97] |
[PDF Version]
- Proposed Exemptions; Metropolitan Life
Insurance Company [Notices] [10/20/97] | [PDF
Version]
- Public Hearing on 401(k) Plan Fees [Notices]
[10/16/97] | [PDF Version]
- Proposed Exemptions; State Street Bank and
Trust [Notices] [10/02/97] | [PDF Version]
- Grant of Individual Exemptions; Bricklayers
and Allied Crafts, Local No. 74 of DuPage County [Notices] [09/16/97] |
[PDF Version]
- Grant of Individual Exemptions; 1st Source
Bank, et al. [Notices] [09/05/97] | [PDF
Version]
- Proposed Exemptions; NatWest Securities
Corporations [Notices] [09/05/97] | [PDF
Version]
- AEW Capital Management, L.P. (AEW); Located
in Boston, Massachusetts [Notices] [09/05/97] | [PDF
Version]
- Proposed Revision of Annual Information
Return/Reports [Notices] [09/03/97] | [PDF
Version]
- Grant of Individual Exemptions: Robert A Benz
& Co., P.A. [Notices] [08/22/97] | [PDF
Version]
- Grant of Individual Exemptions; TA
Associates, Inc. (TA Associates), et al. [Notices] [08/08/97] |
[PDF Version]
- Class Exemption for Collective Investment
Fund Conversion Transactions [Notices] [08/08/97] | [PDF Version]
- Proposed Exemptions; Alloy Die Casting Co.
Employees Profit Sharing Plan and Trust (the Plan), et al. [Notices]
[08/08/97] | [PDF Version]
- Proposed Exemptions; McCrosky, Feldman,
Cochrane & Brock, P.C. [Notices] [08/01/97] | [PDF Version]
- Grant of Individual Exemptions; ILGWU
National Retirement Fund [Notices] [07/31/97] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 75- 1 [Notices] [07/31/97] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 80- 83 [Notices] [07/31/97] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 88- 59 [Notices] [07/31/97] | [PDF
Version]
- Amendment to Prohibited Transaction
Exemptions (PTEs) 90-30 Involving Bear, Stearns & Co. Inc., 90-32 Involving
Prudential Securities Incorporated, et al. [Notices] [07/21/97] |
[PDF Version]
- Proposed Exemptions; Bricklayers and Allied
Crafts Local No. 74 of DuPage County [Notices] [07/21/97] |
[PDF Version]
- Proposed Exemptions; EBPLife Insurance
Company, et al. [Notices] [07/11/97] | [PDF
Version]
- Grant of Individual Exemptions; Washington
National Retirement Plan, et al [Notices] [07/02/97] |
[PDF Version]
- Proposed Exemptions; 1st Source Bank
[Notices] [06/23/97] | [PDF Version]
- Grant of Individual Exemption to Make
Permanent as Modified Prohibited Transaction Exemption (PTE) 91-8 Involving
Equitable Life Assurance Society of the United States and its Affiliates
(Equitable) and Equitable Real Estate Management, Inc.
(ERE)<SUP>1</SUP>, Located in New York, New York [Notices]
[06/23/97] | [PDF Version]
- Grant of Individual Exemptions; Washington
National Retirement Plan [Notices] [06/19/97] | [PDF
Version]
- Grant of Individual Exemption for The
Retirement Plan for Salaried and Certain Hourly Employees of Keebler Company
[Notices] [06/10/97] | [PDF Version]
- Grant of Individual Exemptions; Washington
National Retirement Plan [Notices] [06/10/97] | [PDF
Version]
- Proposed Exemptions; Robert A. Benz &
Co., P.A., Certified Public Accountants Employees Profit Sharing Plan (the
Plan) [Notices] [06/04/97] | [PDF Version]
- Grant of Individual Exemptions; Norwest
Investment Services, Inc. [Notices] [05/23/97] | [PDF Version]
- Proposed Amendment to Prohibited Transaction
Exemptions (PTEs) 90-30 Involving Bear, Stearns & Co. Inc., (D-10245) 90-32
Involving Prudential Securities Incorporated, (D-10246) [Notices]
[05/23/97] | [PDF Version]
- Grant of Individual Exemptions; The
Retirement Plan for Salaried and Certain Hourly Employees of Keebler Company
(the Plan), et al. [Notices] [05/20/97] | [PDF
Version]
- Proposed Exemptions; McLane Company, Inc.
Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] |
[PDF Version]
- Proposed Exemptions; McLane Company, Inc.
Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] |
[PDF Version]
- Proposed Exemptions; McLane Company, Inc.
Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] |
[PDF Version]
- Proposed Exemptions; McLane Company, Inc.
Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] |
[PDF Version]
- Grant of Individual Exemptions; General
Electric Pension Trust (The GE Trust), et al. [Notices] [04/17/97] |
[PDF Version]
- Proposed Exemptions; Operating Engineers Local
150 Apprenticeship Fund (the Fund) [Notices] [04/17/97] |
[PDF Version]
- United States Trust Company of New York and
Affiliated Companies (US Trust) [Notices] [04/17/97] |
[PDF Version]
- Grant of Individual Exemptions; Real Estate
Equity Trust No. 1 (The Trust), et al. [Notices] [04/09/97] |
[PDF Version]
- Proposed Exemptions; Washington National
Retirement Plan et al. [Notices] [04/09/97] | [PDF
Version]
- Proposed Information Collection Request;
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 78- 6 [Notices] [04/01/97] | [PDF
Version]
- Pension and Welfare Benefits Administration
Proposed Information Collection Request; Submitted for Public Comment and
Recommendations; Prohibited Transaction Class Exemption 94-20 [Notices]
[04/01/97] | [PDF Version]
- Notice and Request for Comments on Annual
Reporting Enforcement Policy [Notices] [03/13/97] | [PDF Version]
- Grant of Individual Exemptions; The Chicago
Corporation (TCC), et al. [Notices] [03/05/97] | [PDF
Version]
- Proposed Exemptions; ADP Fluor Daniel,
Incorporated Retirement Savings Plan (the Plan) [Notices] [03/05/97] |
[PDF Version]
- Grant of Individual Exemptions; Wells Fargo
Bank, N.A. (Wells Fargo), et al. [Notices] [02/18/97] |
[PDF Version]
- Proposed Exemptions ILGWU National Retirement
Fund, et al. (Collectively the Plans) [Notices] [02/18/97] |
[PDF Version]
- Class Exemption for the Receipt of Certain
Investment Services by Individuals for Whose Benefit Individual Retirement
Accounts or Retirement Plans for Self-Employed Individuals Have Been
Established or Maintained [Notices] [02/07/97] | [PDF
Version]
- Proposed Class Exemption Relating to Certain
Employee Benefit Plan Foreign Exchange Transactions Executed Pursuant to
Standing Instructions [Notices] [02/03/97] | [PDF
Version]
- Grant of Individual Exemption for Wayne
Obstetrical Group, P.A. Money Purchase Retirement Plan, et al. [Notices]
[01/31/97] | [PDF Version]
- Grant of Individual Exemptions; Pikeville
National Bank & Trust Company; Trust Company of Kentucky; and First
American Bank (Collectively, the Banks), et al. [Notices] [01/31/97] |
[PDF Version]
- Proposed Exemptions; Orders Distributing Co.,
Inc. Profit Sharing Plan and 401(k) Retirement Savings Plan (the Plan)
[Notices] [01/31/97] | [PDF Version]
- Grant of Individual Exemptions; Univar
Corporation UniSaver Tax [Notices] [01/14/97] | [PDF
Version]
- Proposed Exemptions; The Chicago Corporation
[Notices] [01/14/97] | [PDF Version]
- Grant of Individual Exemptions; Beall
Corporation 401I(k) Profit Sharing Plan (the Plan), et al. [Notices]
[12/30/96] | [PDF Version]
- Proposed Exemptions; The Retirement Plan for
Salaried and Certain Hourly Employees of Keebler Company (the Plan) [Notices]
[12/30/96] | [PDF Version]
- Grant of Individual Exemptions; Beall
Corporation 401I(k) Profit Sharing Plan (the Plan), et al. [Notices]
[12/30/96] | [PDF Version]
- Proposed Exemptions; The Retirement Plan for
Salaried and Certain Hourly Employees of Keebler Company (the Plan) [Notices]
[12/30/96] | [PDF Version]
- Grant of Individual Exemptions; The Smith
Barney Shearson Prototype Defined Contribution Plan (the Plan), et al.
[Notices] [12/17/96] | [PDF Version]
- Proposed Exemptions; Real Estate Equity Trust
No. 1 (the Trust) [Notices] [12/17/96] | [PDF
Version]
- Grant of Individual Exemptions; Blue Cross
and Blue Shield of Virginia [Notices] [12/06/96] | [PDF Version]
- Proposed Exemptions; Wells Fargo Bank, N.A.,
et al. [Notices] [12/03/96] | [PDF Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 77- 10 [Notices] [12/02/96] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 90- 1 [Notices] [12/02/96] | [PDF
Version]
- Proposed Information Collection Request
Submitted for Public Comment and Recommendations; Prohibited Transaction Class
Exemption 91- 38 [Notices] [12/02/96] | [PDF
Version]
- Proposed Exemptions; GE Capital Investment
Advisors, Inc [Notices] [11/25/96] | [PDF
Version]
- Grant of Individual Exemptions; Chase
Manhattan Bank [Notices] [11/22/96] | [PDF
Version]
- Proposed Class Exemption for Bank Collective
Investment Fund Conversion Transactions [Notices] [11/21/96] |
[PDF Version]
- Grant of Individual Exemptions; Dimensional
Fund Advisors Inc. [Notices] [11/13/96] | [PDF
Version]
- Proposed Exemptions; Morgan Stanley &
Company Incorporated [Notices] [11/13/96] | [PDF
Version]
- Proposed Class Exemption for Bank Collective
Investment Fund Conversion Transactions [Notices] [11/13/96] |
[PDF Version]
- Notice of Proposed Exemptions [Notices]
[11/06/96] | [PDF Version]
- Grant of Individual Exemptions; Lehman
Brothers, Inc. [Notices] [10/25/96] | [PDF
Version]
- Proposed Exemptions; Beall Corporation
[Notices] [10/25/96] | [PDF Version]
- DEPARTMENT OF LABOR [Notices] [10/17/96]
| [PDF Version]
- DEPARTMENT OF LABOR [Notices] [10/17/96]
| [PDF Version]
- Proposed Exemptions; Smith Barney Shearson
Prototype [Notices] [10/17/96] | [PDF
Version]
- Grant of Individual Exemptions; Teachers
Insurance and Annuity [Notices] [10/17/96] | [PDF
Version]
- Grant of Individual Exemptions; Masters,
Mates and Pilots [Notices] [10/02/96] | [PDF
Version]
- Hassan Zekavat, M.D., P.A. Money Purchase
Pension Plan (the Plan) Located in Moorestown, NJ [Notices] [10/02/96] |
[PDF Version]
- Grant of Individual Exemptions; Westinghouse
Savannah River Company/Bechtel Savannah River, Inc. Pension Plan, et al.
[Notices] [09/18/96] | [PDF Version]
- Proposed Exemptions; Dimensional Fund
Advisors Inc. (DFA) [Notices] [09/18/96] | [PDF
Version]
- Proposed Exemptions; Chase Manhattan Bank
[Notices] [09/06/96] | [PDF Version]
- Notice of Proposed Individual Exemption to
Make Permanent as Modified Prohibited Transaction Exemption (PTE) 91-8
Involving Equitable Life Assurance Society of the United States and Its
Affiliates (Equitable) and Its Wholly-Owned Subsidiary, Equitable Real Estate
Management, Inc. (ERE), Located in New York, New York [Notices] [09/06/96]
| [PDF Version]
- Pension and Welfare Benefits Administration
[Prohibited Transaction Exemption 96-64; Exemption Application No. D- 10063, et
al.] [Notices] [08/27/96] | [PDF Version]
- Proposed Exemptions; Zerhusen and Ghazi, M.D.
Inc. Profit Sharing Plan, et al. [Notices] [08/27/96] |
[PDF Version]
- Class Exemption to Permit the Restoration of
Delinquent Participant Contributions to Plans [Notices] [08/02/96] |
[PDF Version]
- Pension Payback Program (Amended) [Notices]
[08/02/96] | [PDF Version]
- Grant of Individual Exemptions; PaineWebber
Incorporated [Notices] [07/31/96] | [PDF
Version]
- Proposed Exemptions; Westinghouse Savannah
River Company [Notices] [07/31/96] | [PDF
Version]
- Class Exemption To Permit Certain Authorized
Transactions Between Plans and Parties in Interest [Notices] [07/31/96] |
[PDF Version]
- Proposed Class Exemption for the Receipt of
Certain Investment Services by Individuals for Whose Benefit Individual
Retirement Accounts or Retirement Plans for Self-Employed Individuals Have Been
Established or Maintained [Notices] [07/31/96] | [PDF Version]
- Advisory Council on Employee Welfare and
Pension Benefit Plans; Announcement of Vacancies Request for Nominations
[Notices] [07/26/96] | [PDF Version]
- Grant of Individual Exemptions; Wells Fargo
Bank, N.A. (The Bank), et al. [Notices] [07/22/96] | [PDF Version]
- Proposed Exemptions; Mewbourne Oil Company,
Inc. Plan (the Plan) [Notices] [07/22/96] | [PDF
Version]
- Grant of Individual Exemptions; San Diego
National Bank [Notices] [07/12/96] | [PDF
Version]
- Proposed Information Collection Request;
Submitted for Public Comment and Recommendations; ERISA Procedure 76-1,
Advisory Opinion Procedure [Notices] [07/03/96] | [PDF Version]
- Grant of Individual Exemptions; Jacor
Communications Inc. [Notices] [06/21/96] | [PDF
Version]
- Proposed Exemptions; Bill Ussery Motors, Inc.
[Notices] [06/21/96] | [PDF Version]
- Morgan Stanley & Co. Incorporated
(MS&Co) and Morgan Stanley Trust Company (MSTC) [Notices] [06/04/96] |
[PDF Version]
- Grant of Individual Exemptions; Sprague
Electric Company [Notices] [06/04/96] | [PDF
Version]
- Proposed Exemptions; The Everett Clinic
Profit Sharing Plan [Notices] [06/04/96] | [PDF
Version]
- Proposed Exemptions; Blue Cross and Blue
Shield of Virginia [Notices] [05/23/96] | [PDF
Version]
- Grant of Individual Exemptions; RREEF USA
Fund [Notices] [05/23/96] | [PDF Version]
- Grant of Individual Exemptions; General
Electric [Notices] [05/10/96] | [PDF
Version]
- Grant of Individual Exemptions; Aultman
Retirement Savings Plan [Notices] [05/06/96] | [PDF
Version]
- Proposed Exemptions; San Diego National Bank
[Notices] [05/06/96] | [PDF Version]
- Proposed Exemptions; Jacor Communications
Inc. Retirement Plan [Notices] [04/25/96] | [PDF
Version]
- Grant of Individual Exemptions; Biscayne Bay
Pilots, Inc. [Notices] [04/24/96] | [PDF
Version]
- Class Exemption for Plan Asset Transactions
Determined by In- House Asset Managers [Notices] [04/10/96] |
[PDF Version]
- Proposed Exemptions Wells Fargo Bank [Notices]
[04/04/96] | [PDF Version]
- Grant of Individual Exemptions; Associated
Hospital Service of Maine (d/b/a Blue Cross and Blue Shield of Maine) [Notices]
[04/03/96] | [PDF Version]
- Proposed Exemptions; RREEF USA Fund-I (The
Trust) [Notices] [03/22/96] | [PDF Version]
- Grant of Individual Exemptions [Notices]
[03/22/96] | [PDF Version]
- Proposed Exemptions; Budge Clinic Profit
Sharing Plan and Trust [Notices] [03/12/96] | [PDF
Version]
- Grant of Individual Exemptions; World Omni
Financial Corporation and Its Affiliates, et al. [Notices] [03/12/96] |
[PDF Version]
- Proposed Class Exemption to Permit the
Restoration of Delinquent Participant Contributions to Plans [Notices]
[03/07/96] | [PDF Version]
- Pension Payback Program [Notices]
[03/07/96] | [PDF Version]
- Proposed Exemptions NBD Bancorp [Notices]
[03/05/96] | [PDF Version]
- Annual Reporting and Disclosure Requirements;
Correction [Notices] [02/14/96] | [PDF
Version]
- Proposed Exemptions; Aultman Retirement
Savings Plan (the Plan) [Notices] [02/13/96] | [PDF
Version]
- Annual Reporting and Disclosure Requirements
[Notices] [02/01/96] | [PDF Version]
- Grant of Individual Exemptions; First Hawaiian
Bank, et al. [Notices] [01/31/96] | [PDF
Version]
- Grant of Individual Exemptions; WLI
Industries, Inc. Employees' Stock Ownership Plan (the Plan), et al. [Notices]
[01/31/96] | [PDF Version]
- Proposed Exemptions; Associated Hospital
Service of Maine d/b/a Blue Cross and Blue Shield of Maine) and Blue Alliance
Mutual Insurance Company, et al. [Notices] [01/31/96] |
[PDF Version]
- Proposed Exemptions; Hassan Zekavat, M.D.,
P.A. Money Purchase Pension Plan (the Plan) [Notices] [01/31/96] |
[PDF Version]
- Proposed Class Exemption For Release of
Claims and Extensions of Credit in Connection With Litigation [Notices]
[02/11/2003] | [PDF Version]
- Notice of Proposed Individual Exemption To
Replace Prohibited Transaction Exemptions (PTEs) 81-56, 85-19 and 89-5
Involving the Truman Arnold Companies Retirement Plan and Trust (the Plan)
Located in Texarkana, TX [Notices] [02/06/2003] | [PDF Version]
- Notice of Proposed Individual Exemption To
Replace Prohibited Transaction Exemption 97-63 (PTE 97-63) Involving State
Street Bank and Trust Company (State Street) Located in Boston, MA [Notices]
[02/06/2003] | [PDF Version]
- Grant of Individual Exemptions; The
Northern Trust Company and Affiliates [Notices] [02/06/2003] |
[PDF Version]
- Proposed Exemption; Deutsche Bank
Securities Inc. and Its Affiliates [Notices] [02/06/2003] |
[PDF Version]
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