Testimony of Harlin R. McEwen, Deputy Assistant Director,
Criminal Justice Information Services Division, FBI
Before the United
States Senate, Special Committee on the Year 2000 Problem
April 29, 1999
"Year 2000 Readiness"
Good Morning. I am Harlin R.
McEwen, Deputy Assistant Director, Criminal Justice Information
Services Division, of the Federal Bureau of Investigation
(FBI). I am pleased to have this opportunity to inform you
of the work we have been doing at the FBI as it relates to
assisting state and local law enforcement on the topic of
Year 2000 (Y2K) readiness in their Criminal Justice Information
Systems.
As a former city police chief
of over 20 years, and as Chairman of the Communications &
Technology Committee of the International Association of Chiefs
of Police (IACP), I have been personally involved in educating
and assisting state and local law enforcement agencies on
Year 2000 matters for the past four to five years.
At the FBI we have taken a very
proactive role in keeping the Y2K issue before the states
and encouraging them to plan for and institute changes to
make their systems compliant with our nationwide systems.
In the FBI Advisory Policy Process, our primary interaction
is with the 50 State Control Agencies (CTA) who are responsible
for providing the appropriate interconnect with the FBI Systems
and for providing the necessary statewide systems and access
for state and local agencies to the FBI Systems.
The following is a chronology of the actions by the FBI to
assess the readiness of the state CTAs and to insure they
were aware of the consequences if state systems are not ready
for the date change.
Spring, 1996
The FBI Criminal Justice Information Services (CJIS) Division
prepared a staff paper for the Advisory Policy Board (APB)
Working Group meetings presenting the Y2K issue and proposing
alternatives for compliance. The Working Group recommended
converting all dates in the NCIC System to the Y2K format.
This recommendation was approved by the APB at the June,
1996 meeting.
September, 1997
The FBI CJIS Division and the Information Resources Division
(IRD) hosted over 400 state and local criminal justice agency
representatives at the NCIC 2000 Technical Conference in
Tulsa,Oklahoma. At this Conference the timetable and formats
for the Y2K date were presented and the need to plan for
necessary changes was stressed.
September 25, 1997
The FBI CJIS Division sent a Technical and Operational Update
to the states informing them of the timetable and formats
for the date changes.
January, 1998
The FBI CJIS Division surveyed the states and requested
information regarding the readiness of the states for NCIC
2000 and Y2K compliance.
July, 1998
At the request of the CJIS Advisory Policy Board, the states
were sent a letter explaining the Y2K schedule and the consequences
of not being compliant with the nationwide systems by July,
1999. The letter enclosed a form requesting the agency head
sign a statement acknowledging that the schedule and consequences
are understood. All states responded with a signed statement.
The District of Columbia did not respond.
December, 1998
The District of Columbia Metropolitan Police Department
contacted the FBI CJIS Division and indicated they were
having difficulty with Y2K compliance and requested FBI
assistance. The FBI CJIS Division and Information Resources
Division responded to the District with technical consultants
and the conversion software developed by the FBI to convert
NCIC dates. Subsequent to this, the city government provided
the department with resources and we have been assured that
the situation is under control. This is particularly critical
because the District of Columbia Metropolitan Police Department
provides the interface to the FBI Systems for all law enforcement
agencies in the District. This includes all DOJ components
such as the FBI, the Drug Enforcement Administration (DEA),
the US Marshals Service, the Immigration and Naturalization
Service, and the Bureau of Prisons (BOP). It also includes
the Treasury Law Enforcement agencies such as the US Secret
Service, Bureau of Alcohol, Tobacco and Firearms (BATF),
US Customs, and other agencies like the US Park Police and
the US Postal Inspectors.
November, 1998 - April 1999
The FBI CJIS Division and IRD have been conducting External
Interface Checkout (EIC) testing with all states. The states
have been strongly encouraged to use Y2K compliant data
formats in these tests. However, it has not been mandatory
as some states are still in the process of converting their
software or have contracts with work in progress to make
their systems Y2K compliant.
February, 1999
The FBI CJIS Division hosted over 400 state and local criminal
justice agency representatives at the Integrated Automated
Fingerprint Identification System (IAFIS) Technical Conference
in Los Angeles, California. At this Conference the timetable
and other issues related to Y2K issues were presented and
the need to plan for necessary changes was stressed.
February - May, 1999
The CJIS Division and IRD are conducting Site Operational
Tests (SOT). Those states which did not use Y2K compliant
date formats in EIC are required to do so in SOT.
July, 1999
NCIC 2000 and IAFIS are scheduled to be fully operational,
Y2K date formats are mandatory.
The FBI is prepared to offer
assistance to a state that indicates they are having difficulty
with Y2K compliance. We have encouraged them to come to us
if they have problems. The response will be dictated by the
circumstances, the particular needs of the state involved
and the resources available at the time. We have been advised
that all states are following a plan of action to get their
systems compliant. However, as in all endeavors, they must
succeed in that plan in order to avoid the consequences of
noncompliance. Such consequences range from loss of some services
to complete system failure. While some states have a very
close time schedule, the only agency to have contacted the
FBI and requested direct assistance has been the District
of Columbia.
Thank you for this opportunity
to inform you of the work the FBI has been doing to assist
state and local law enforcement in getting ready for Y2K.
I welcome any questions.
|