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THE FEDERAL BUREAU OF INVESTIGATION FINANCIAL INSTITUTION FRAUD
III.
STATISTICAL ACCOMPLISHMENTS FROM FBI INVESTIGATIONS IN FINANCIAL INSTITUTION FRAUD AND FAILURE MATTERS
A. CONVICTIONS/PRE-TRIAL DIVERSIONS
Total FIF convictions, excluding local convictions, remain
steady from FY 2000 through FY 2001. The matrix below is illustrative of this
trend.
FISCAL YEAR | NUMBER OF CONVICTIONS* | NUMBER OF MAJOR CONVICTIONS* | % OF MAJOR TO TOTAL CONVICTIONS |
---|---|---|---|
1997 | 2,551 | 1,342 | 52.6% |
1998 | 2,613 | 1,207 | 46.2% |
1999 | 2,878 | 1,488 | 51.7% |
2000 | 2,783 | 1,394 | 49.9% |
2001 | 2,702 | 1,363 | 50.4% |
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* - includes Pre-Trial Diversions, and excludes local convictions.
The charts and graphs which follow exhibits:
(a) Convictions and Pre-Trial Diversions for FYs 1997 - 2001;
(b) Types of Subjects Convicted During FYs 2000 - 2001;
(c) Total Convictions, Outsiders vs Insiders"
for FYs 1997 - 2001; and
(d) Convictions and Pre-trial Diversions by Institution Type and Amount for FYs 2000 - 2001.
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FINANCIAL INSTITUTION FRAUD CONVICTIONS AND PRETRIAL DIVERSIONS
(DOES NOT INCLUDE LOCAL CONVICTIONS)
FBI FIELD OFFICE | FISCAL YEAR 1997 | FISCAL YEAR 1998 | FISCAL YEAR 1999 | FISCAL YEAR 2000 | FISCAL YEAR 2001 |
---|---|---|---|---|---|
ALBANY | 28 | 28 | 22 | 28 | 27 |
ALBUQUERQUE | 4 | 7 | 3 | 3 | 4 |
ANCHORAGE | 4 | 3 | 4 | 6 | 31 |
ATLANTA | 46 | 48 | 113 | 109 | 77 |
BALTIMORE | 21 | 24 | 31 | 43 | 36 |
BIRMINGHAM | 34 | 27 | 22 | 31 | 47 |
BOSTON | 45 | 45 | 40 | 43 | 58 |
BUFFALO | 39 | 21 | 29 | 29 | 24 |
CHARLOTTE | 44 | 34 | 63 | 48 | 39 |
CHICAGO | 79 | 77 | 80 | 74 | 96 |
CINCINNATI | 35 | 58 | 36 | 40 | 51 |
CLEVELAND | 63 | 77 | 110 | 105 | 103 |
COLUMBIA | 60 | 33 | 27 | 36 | 46 |
DALLAS | 174 | 153 | 188 | 185 | 141 |
DENVER | 30 | 40 | 39 | 55 | 42 |
DETROIT | 73 | 123 | 141 | 129 | 110 |
EL PASO | 9 | 3 | 4 | 7 | 14 |
HONOLULU | 25 | 27 | 29 | 22 | 33 |
HOUSTON | 90 | 51 | 68 | 115 | 84 |
INDIANAPOLIS | 27 | 31 | 27 | 27 | 25 |
JACKSON | 12 | 16 | 17 | 27 | 22 |
JACKSONVILLE | 28 | 20 | 31 | 23 | 15 |
KANSAS CITY | 30 | 24 | 43 | 51 | 34 |
KNOXVILLE | 10 | 19 | 12 | 26 | 15 |
LAS VEGAS | 23 | 52 | 29 | 38 | 32 |
LITTLE ROCK | 32 | 43 | 30 | 36 | 47 |
LOS ANGELES | 159 | 128 | 118 | 103 | 67 |
LOUISVILLE | 59 | 61 | 68 | 44 | 39 |
MEMPHIS | 22 | 41 | 50 | 28 | 69 |
MIAMI | 46 | 26 | 47 | 56 | 49 |
MILWAUKEE | 63 | 51 | 58 | 39 | 52 |
MINNEAPOLIS | 40 | 37 | 58 | 47 | 42 |
MOBILE | 32 | 27 | 14 | 37 | 30 |
NEWARK | 59 | 33 | 60 | 47 | 53 |
NEW HAVEN | 31 | 28 | 19 | 10 | 15 |
NEW ORLEANS | 51 | 42 | 45 | 52 | 87 |
NEW YORK | 183 | 190 | 204 | 144 | 110 |
NORFOLK | 9 | 13 | 22 | 12 | 42 |
OKLAHOMA CITY | 60 | 70 | 73 | 60 | 46 |
OMAHA | 29 | 36 | 36 | 31 | 32 |
PHILADELPHIA | 85 | 78 | 114 | 109 | 105 |
PHOENIX | 13 | 8 | 7 | 14 | 7 |
PITTSBURGH | 32 | 32 | 58 | 39 | 38 |
PORTLAND | 26 | 38 | 56 | 54 | 32 |
RICHMOND | 45 | 37 | 26 | 49 | 50 |
SACRAMENTO | 22 | 35 | 38 | 40 | 42 |
ST. LOUIS | 62 | 92 | 81 | 59 | 61 |
SALT LAKE CITY | 38 | 54 | 33 | 28 | 41 |
SAN ANTONIO | 40 | 47 | 19 | 33 | 51 |
SAN DIEGO | 26 | 32 | 26 | 37 | 27 |
SAN FRANCISCO | 66 | 64 | 69 | 39 | 24 |
SAN JUAN | 7 | 11 | 8 | 4 | 25 |
SEATTLE | 61 | 91 | 94 | 116 | 77 |
SPRINGFIELD | 17 | 36 | 53 | 44 | 47 |
TAMPA | 43 | 38 | 24 | 25 | 23 |
WMFO | 60 | 53 | 62 | 47 | 66 |
TOTAL | 2,551 | 2,613 | 2,878 | 2,783 | 2,702 |
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TYPES OF SUBJECTS CONVICTED IN FINANCIAL INSTITUTION FRAUD CASES FISCAL YEAR 2000*
SUBJECT TYPE | NUMBER OF SUBJECTS |
---|---|
All Other Subjects | 2098 |
Bank Employee | 596 |
Bank Officer | 173 |
Legal Alien | 69 |
Illegal Alien | 71 |
Company or Corporation | 30 |
Top Con Man/Top Thief | 4 |
Foreign Student | 3 |
Local Law Enforcement Officer/Local -All Others | 2 |
Local Judge/Magistrate | 2 |
State Law Enforcement Officer/State -All Others | 2 |
Capodecina or Soldier | 1 |
Possible Terrorist Member/Sympathizer | 1 |
* Does not include Pre-Trial Diversions or local convictions.
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TYPES OF SUBJECTS CONVICTED IN FINANCIAL INSTITUTION FRAUD CASES FISCAL YEAR 2001*
SUBJECT TYPE | NUMBER OF SUBJECTS |
---|---|
All Other Subjects |
2070
|
Bank Employee | 603 |
Bank Officer |
150
|
Legal Alien |
35
|
Illegal Alien | 52 |
Company or Corporation | 15 |
Federal Employee - GS 12 & Below | 5 |
Local Law Enforcement Officer/Local - Others | 2 |
State - All Others | 1 |
Boss, UnderBoss or Consigliere | 1 |
Office Manager |
1
|
Presidential Appointee |
1
|
Representative |
1
|
State Legislator |
1
|
* Does not include Pre-Trial Diversions or local convictions
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(no local convictions)
FISCAL YEAR | TOTALCONVICTIONS | OUTSIDERS |
BANK INSIDERS
|
---|---|---|---|
1997 | 2,551 | 1,819 | 732 |
1998 | 2,613 | 1,790 | 823 |
1999 | 2,878 | 2,097 | 781 |
2000 | 2,719 | 1,973 | 746 |
2001 | 2,641 | 1,916 | 725 |
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CONVICTIONS & PRE-TRIAL DIVERSIONS
BY INSTITUTION TYPE & AMOUNT
FISCAL YEAR 2000
(No State or Local Statistics)
INSTITUTION TYPE | FAILURES | > $100,000 | $25 - $99K |
---|---|---|---|
BANKS | 35 | 1,253 | 638 |
S&Ls | 5 | 34 | 9 |
CREDIT UNION | 9 | 58 | 32 |
FAST TRACK = 340
* <$25K IN LOSSES = 370
(*NOT TRACKED BY INSTITUTION TYPE)
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BY INSTITUTION TYPE & AMOUNT
FISCAL YEAR 2001
(No State or Local Statistics)
INSTITUTION TYPE | FAILURES | > $100,000 | $25 - $99K |
---|---|---|---|
BANKS | 45 | 1,212 | 653 |
S&Ls | 2 | 51 | 17 |
CREDIT UNION | 11 | 42 | 52 |
*FAST
TRACK = 301
*<$25K IN LOSSES = 316
(*NOT TRACKED BY INSTITUTION TYPE)
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