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Date
Press Releases
12/06/2010
CFTC Seeks Public Input for a Joint CFTC-SEC Study on the Feasibility of Requiring the Adoption of Standardized Computer-Readable Descriptions of Complex and Standardized Derivatives, 5945-10
12/06/2010
CFTC, SEC Staff to Host Joint Public Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps, 5944-10
12/06/2010
CFTC Releases History of “Traders in Financial Futures” COT Data, 5943-10
12/02/2010
CFTC to Hold Open Meeting on Seventh Series of Proposed Rules under the Dodd-Frank Act, 5942-10
11/24/2010
CFTC to Hold Open Meeting on Sixth Series of Proposed Rules under the Dodd-Frank Act, 5941-10
11/24/2010
CFTC Charges Oregon-based System Capital, LLC and Joshua Wallace with Solicitation Fraud and Making False Statements to the National Futures Association, 5940-10
11/24/2010
CFTC Staff to Host Public Roundtable to Discuss Disruptive Trading Practices, 5939-10
11/23/2010
Federal Court Enters Preliminary Injunctions Against South Carolina Defendant Ronald E. Satterfield, His Companies and Michigan Resident Nicholas Bos, Charged with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme, 5938-10
11/19/2010
CFTC Seeks Public Input for a Study Regarding the Oversight of Existing and Prospective Carbon Markets, 5937-10
11/17/2010
CFTC Requests Public Comment on an Application by ICE Trust U.S. LLC for Registration as a Derivatives Clearing Organization, 5936-10
11/15/2010
CFTC Charges South Carolina Man Ronald E. Satterfield, His Two Companies and Michigan Resident Nicholas Bos with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme in Four States, 5935-10
11/12/2010
CFTC to Hold Open Meeting on Fifth Series of Proposed Rules under the Dodd-Frank Act, 5934-10
11/04/2010
CFTC Requests Public Comment on Application Submitted by New York Portfolio Clearing, LLC for Registration as a Derivatives Clearing Organization, 5933-10
11/03/2010
CFTC to Hold Open Meeting on Fourth Series of Proposed Rules under the Dodd-Frank Act, 5932-10
11/02/2010
Joint Statement by CFTC Chairman Gary Gensler and European Commissioner Michel Barnier on Financial Oversight, 5931-10
11/01/2010
Chairman Gary Gensler Announces the Appointment of David Meister as Director of Enforcement, 5930-10
10/29/2010
CFTC Charges Perry Jay Griggs, Rachelle Griggs and Aloha Trading Company, Inc. with Operating a Multi-Million Dollar Ponzi Scheme, 5929-10
10/29/2010
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet, 5928-10
10/27/2010
Federal Court Orders More than $16.2 Million in Customer Restitution and Monetary Penalties against Texas Defendants Scott P. Kear, Sr., Jeffery L. Lyon and their Firms in CFTC Anti-Fraud Action, 5927-10
10/19/2010
CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act, 5926-10
10/18/2010
CFTC Launches Online Form for Submitting Comments, 5925-10
10/15/2010
CFTC Staff to Host Public Roundtable to Discuss Individual Customer Collateral Protection, 5924-10
10/15/2010
CFTC/SEC Staffs to Host Joint Public Roundtable to Discuss Issues Related to the Clearing of Credit Default Swaps, 5923-10
10/13/2010
CFTC to Hold Open Meeting on Second Series of Proposed Rules under the Dodd-Frank Act, 5922-10
10/07/2010
CFTC Charges Ohioans Kevin and Keelan Harris, Complete Developments LLC, Investment International Inc. and Three Ontario, Canada-based Defendants with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme, 5921-10
10/07/2010
Commodity Futures Trading Commission’s Technology Advisory Committee to Meet October 12, 2010, 5920-10
10/06/2010
Federal Court Imposes More than $41.2 Million in Relief and Sanctions against Idaho-based Daren L. Palmer and His Company, Trigon Group LLC, in Commodity Pool Ponzi Scheme, 5919-10
10/05/2010
CFTC Enforcement Program Filings Increase 14 Percent in Fiscal Year 2010, 5918-10
10/05/2010
CFTC Files Action to Revoke the Registrations of Cornerstone Capital Management, Inc., 5917-10
10/04/2010
CFTC Charges Accounting Firms McGladrey & Pullen, LLP and Altschuler, Melvoin & Glasser LLP, and Partner G. Victor Johnson II with Failure to Audit Properly Sentinel Management Group, Inc., 5916-10
10/04/2010
CFTC Sanctions Rosenthal Collins Group, L.L.C. More than $1.3 Million for Supervision Violations, 5915-10
10/04/2010
CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency, 5914-10

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