Statement of Les C. Vinney

President and CEO, STERIS Corporation

before the

Senate Environment and Public Works Committee

December 4, 2001

 

Mr. Chairman and members of the Committee, good morning.  My name is Les Vinney.  I am President and Chief Executive Officer of STERIS Corporation.  I thank you for your invitation and welcome the opportunity to address this critically important issue given the unprecedented challenge that we face as a nation.

 

I am accompanied this morning by Dr. Peter Burke, STERIS Vice President and Chief Technology Officer, and Mr. Gerry Reis, STERIS Senior Vice President, Corporate Administration.  Also joining me is Ms. Karla Perri, Senior Environmental Consultant of Versar, Inc.

 

STERIS Corporation has $800 million in revenues and is a New York Stock Exchange publicly traded company.  STERIS technologies are used every day in environments where the highest levels of sterility are required.  Healthcare professionals in virtually all hospitals across the United States, and scientists and researchers in the pharmaceutical industry – including the Fortune 50 pharmaceutical companies – use STERIS products to sterilize and decontaminate items, from surgical instruments to their equipment and facilities.  These technologies help ensure positive outcomes of such critical activities as the production of antibiotics, the development of vaccines, and the safety of sensitive medical devices and implants for human beings.

 

In its simplest form, the primary business focus of STERIS is to develop and produce formulations that prevent infection and contamination, and the delivery systems to enable their most efficient use.  When properly utilized, these technologies can provide safe and effective remediation of contaminated materials in whatever form they may take, including entire rooms and their various contents.  These technologies can also be put in place to prevent recontamination and assure ongoing safety, just as is their purpose in the industries we currently serve.

 

In light of recent events in our country, we welcome the opportunity to offer our experience to help prevent infection and contamination, and to clean and restore biologically contaminated facilities for normal use.  Our persistence in offering our technologies for these applications is driven by the belief that our technologies can help to optimize and improve the safety of the current remediation efforts, both in their application and potential residual effects.

 

Toward that end, we have joined with Versar, Inc., a leader in providing counter-terrorism, environmental, architectural, engineering and related services.  Together, STERIS and Versar offer a broad array of contamination risk assessment and remediation services.

 

Mr. Chairman, we firmly believe that methods now in use in healthcare and scientific settings can effectively decontaminate facilities infected with anthrax.  The reason that you have not previously seen us before your committee is that the large majority of STERIS products are traditionally used in hospitals and by pharmaceutical companies.  As such, we normally have had our technologies and processes accepted for use under the purview of the Food and Drug Administration.

 

While many of our formulations have been registered for specific uses with the Environmental Protection Agency, our decontamination processes have not previously been registered for specific applications, such as mail and building decontamination, of the kind our nation is now addressing.

 

Since the initial anthrax contamination events, we have had numerous meetings with officials on Capitol Hill and in various federal agencies to discuss the possible uses for our products and services.  While our past experience gives us very high confidence in the effectiveness of our technologies, we strongly endorse the regulatory requirements to test and validate a product technology prior to allowing its use in specific treatment applications.

 

In that regard, we have been seeking the opportunity to demonstrate the efficacy of our product technologies to meet various remediation needs – and allow people to safely return to their work environment.  We hope a bridge can be created across regulatory jurisdictions to enable the more rapid application of these existing capabilities to meet emergency decontamination needs.

 

We are now working closely with the EPA in the attempt to secure the necessary approvals to permit the use of these available applications.  We are also in advanced discussions with the Department of Justice on a potential demonstration project, which would serve to validate the effectiveness of these  technologies in decontaminating anthrax infected facilities.

 

In recent years, hazardous materials decontamination efforts have largely focused on remediation of contaminated water and soil.  Buildings contaminated with anthrax present an unprecedented challenge.  Effective remediation requires multiple technologies to deal with both microbial and biochemical contaminants. 


The healthcare and pharmaceutical industries have dealt with microbial control challenges for many years.  As a result, highly sophisticated prevention and treatment methodologies have been developed within these industries.  While older technologies such as formaldehyde and chlorine dioxide have, in fact, been used in these industries, newer technologies, such as vapor hydrogen peroxide and the combination of hydrogen peroxide and peracetic acid sporicidal compounds, have been developed.  These emerging technologies have displaced the earlier technologies because they offer reduced toxicity, limited corrosiveness, minimal residual effects, and easier application.

 

A facility contaminated by highly aerosolized anthrax spores, which have been distributed to remote areas due to cross-contamination during mail delivery or through ventilation systems, involves a unique and severe challenge.  While these conditions present a different environment than our more standard applications, we believe our technologies can be applied to the remediation and elimination of contaminants in this type of setting, as well. 

 

To accomplish proper remediation, a carefully planned process similar to the Hazard Analysis and Critical Control Point approach would be used, just as is currently done in establishing the preventive process for healthcare and scientific requirements.  In an appendix attached to my written testimony we have presented a detailed plan for systematic biological remediation of a given facility or area. 

 

For any remediation effort, STERIS working with Versar recommends a series of steps to render a contaminated area safe for use.  These include mapping the extent of contamination, reviewing the area and its contents, decontaminating using a combination of technologies and methods, confirming effectiveness and documentation.

 

It is also important to note that the length of any remediation process will depend on the scope of the project – including the level of contamination – and size of the building.  All of the proper biological indicators and others tests must be completed before employees can be allowed to return to a building.

 

Mr. Chairman and members of the Committee, in our professional view there is no single silver bullet for treating chemical or biological contamination.  This remediation requires the selective use of multiple technologies, not reliance on a single treatment type.  This approach should result in the least damage to items within contaminated facilities, assure that each surface and material is treated with the agent best suited to its individual needs and provide the highest level of decontamination. 

 

In closing, we believe a coordinated effort is needed among the appropriate government, academic, military and private industry officials.  This coordinated approach will permit the identification, validation and utilization of the safest and most effective technologies currently available.  Careful development of the proper protocols for this remediation process is critical to a successful outcome.  What we must achieve is the restoration and maintenance of safe working environments for all Americans.  STERIS stands ready to help.

 

Thank you for the opportunity to appear before you today.  I would be happy to answer any questions you may have.

 

Appendix A: STERIS CORPORATION OVERVIEW

 

STERIS Corporation is a leading provider of infection prevention, contamination prevention, and microbial reduction products, services, and technologies to healthcare, scientific, research, food, and industrial customers throughout the world.  Founded in 1987, and expanded with a series of acquisitions of companies with over 100 years of service, STERIS has been at the forefront of meeting customers’ needs to prevent infection and contamination, contain costs, and improve efficiencies. STERIS products can be found wherever there is a need to ensure the highest levels of sterility.

 

Headquartered in Mentor, Ohio, the Company has 4,500 employees, with production and manufacturing operations in 14 states plus Puerto Rico, Canada, Finland and Germany. The Company has sales offices located in 17 countries. STERIS has annual sales of over $800 million, and its stock is traded on the New York Stock Exchange under the symbol STE.

 

STERIS customers include more than 5000 hospitals, Fortune 50 pharmaceutical companies, and many leading medical device manufacturers.  The Company’s broad array of infection and contamination prevention products and services are used every day by healthcare professionals, scientists and researchers to ensure that materials and surfaces are free of contamination and safe for human contact. STERIS technologies are also used to decontaminate critical environments such as clean rooms, isolators, and research work areas. 

 

STERIS professionals are committed to understanding the needs of each individual customer and customizing the application of the Company’s technologies to ensure positive outcomes of such critical activities as the production and manufacture of medicines to prevent and cure disease, to eliminate the risk of infection during surgical procedures, and to ensure that sensitive medical devices and implants are safe for use on human beings.

 

The Company is committed to the development of new technologies as well as the discovery of new applications of existing technologies, to serve the infection and contamination needs of its customers. The Company’s core technologies and services include:

 

·                    High and low temperature sterilization systems utilizing steam, ethylene oxide, vaporized hydrogen peroxide, and paracetic acid based technologies.

·                    Contract sterilization services provided through a network of sixteen facilities in North America offering gamma irradiation, electron beam and ethylene oxide sterilization technologies.

·                    Surface disinfectants and liquid cold sterilants formulated to disinfect and sterilize hard surfaces.

·                    Personnel hand wash and rinse products that are used to keep hands free of bacteria.

·                    Surgical support products and services that enable healthcare professionals to provide the highest levels of patient care.

·                    Automated washing/decontamination systems and related detergent and cleaning chemistries.

·                    Facility planning and design services.

·                    Contamination risk assessment and remediation services.

·                    Education, training, installation and repair services.

 

 

 

Appendix B: Detailed Biological Remediation Plan

 

Executive Summary

 

Let us briefly consider the technologies that are available and our objectives in their use.  These antimicrobial technologies should be rapidly effective at killing bacterial spores, which of all microorganisms are accepted as the most difficult to kill.  Further, they should have minimum safety hazards, not damage the room or its important contents, and if possible be widely used and accepted for decontamination.

 

First, certain room contents including rugs, drapes, personal items, and electronic equipment may need to be removed and decontaminated separately from the room.  STERIS recommends that these can be batch sterilized by widely used methods including ethylene oxide or irradiation.  It may be also prudent to consider the overall cost of remediating these items compared to the alternative of removing, appropriately disposing and replacing them.

 

Technologies available to decontaminate rooms may be divided into two categories: liquid and gaseous. 

 

A variety of liquid and foam-based technologies are available.  In general, most routinely used disinfectants in households and hospitals demonstrate relatively slow or indeed no activity against bacterial spores.  For example, high concentrations of chlorine solutions (like household bleach) are not recommended due to limited activity against spores and damage to surfaces.  STERIS recommends the use of EPA-registered sporicidal products that are currently used for this purpose in high-risk or regulated areas, which have past rigorous, standardized tests and have demonstrated material compatibility. 

 

Overall, liquids or foams are excellent for small surface application, but are difficult to ensure coverage and effectiveness over larger areas (including walls and ceilings).  They also require significant time for application and clean up, and will not be practical for certain surfaces, including electrical equipment.

 

Gaseous or vapor technologies are recommended for rooms.  The most widely used are formaldehyde and Vaporized Hydrogen Peroxide (VHP).  Formaldehyde is less used today due to variable efficacy and significant health and safety concerns.  VHP has been widely used and accepted as a safe alternative.  This dry process has been used for over 10 years in the pharmaceutical industry for room decontamination and has been validated for use in a government facility for anthrax decontamination.  A simple, mobile VHP system generates, supplies, controls and neutralizes the dry vapor into a given area in one stand-alone process.  A low concentration of vapor is required to rapidly kill spores, but is also very compatible with surfaces, including electronics and painted surfaces.  This technology is one of the safest and an equally effective method for room decontamination.

 

Detailed Analysis

STERIS recommends that HACCP (Hazard Analysis and Critical Control Point) principles should be applied, since in our opinion no single intervention to this situation will be adequate to reduce the risk 100%.  The basis of HACCP is to identify and to conduct a hazard (or risk) analysis, identify critical control points and introduce controls (or interventions) at these points to reduce contamination from Bacillus anthracis.  It is further clear that no single technology is applicable or capable of complete decontamination in every area, but combining technologies and products that have been widely used, registered and accepted for similar applications in other environments should be adopted.  A logical series of steps can be taken to maximize the decontamination process:

 

o       Buildings should be sealed and contamination mapped.  High and low risk areas should be identified and interventions (either single or multiple) conducted to reduce infection risks associated with each area.

 

o       A combination of methods employed for decontamination:

 

§   HEPA vacuuming or surface liquid treatment (this in many cases may be sufficient, depending on the level and scope of contamination)

§   Boxing up of absorptive materials in heavily contaminated rooms and sterilizing by irradiation, ethylene oxide or terminal destruction.

§   Preparation of area for decontamination and any pretreatment with liquid sporicidal agents.  Products used should have demonstrated (and registered) broad-spectrum antimicrobial activity on a surface as well as material compatibility.

§   Room fumigation with sporicidal, registered and material compatible process.  This may be alone suitable as a preventative measure in room with low or suspected no contamination where surface decontamination of room contents may be sufficient depending on the determined risk.

§   Verification of process effectiveness by process monitoring and documentation

§   Retesting for contamination following decontamination to confirm effectiveness. 

 

In general, the remediation plans that are under discussion for anthrax-contaminated buildings do adopt HACCP principles, identifying the overall problem and recommending potential methods of remediation.  However, the plan appears to critically rely on chlorine dioxide (ClO2) gas as the primary disinfecting/sporicidal agent to decontaminate the building, as well as manual treatment with some foams and liquids, but relying in particularly on chlorine dioxide and concentrated bleach solutions.  A number of alternative registered products that have been widely used for similar applications do not appear to have been considered for remediation of biologically contaminated buildings.  A review of the remediation plan and products that could be used are discussed below.

 

It is important to note that bacterial spores, such as Bacillus anthracis spores, are traditionally considered the hardest of all microorganisms to kill.  These spores are significantly more resistant than normal bacteria, viruses and fungi, and are difficult to eradicate using standard disinfection or decontamination methods.  Therefore, in cases of contamination with anthrax spores, decontamination methods are required to show rapid and consistent sporicidal activity, but also compatibility with the surfaces being treated.  Although a variety of simple microbiological methods may be used to indicate the possible effectiveness of a given product against bacterial spores, a specific registration is required in the United States. Any liquid, vapor or gas product that is registered with the EPA has shown effectiveness relative to a rigorous, standardized test, namely the AOAC International Sporicidal method.  EPA registered and widely used sporicidal products should be considered first for decontamination against anthrax spores.

 

Overall no single method will be effective for all contaminated areas.  In some cases, certain room contents may not be compatible with, may not be adequately decontaminated or may even inhibit the effectiveness of the decontamination method.  These items may include rugs, drapes, personal items, electronic equipment and paper, depending on the decontamination method used.  It is recommended that these items have specific treatment plans to assure sporicidal effects.  In some instances treatment in place with certain gaseous products is appropriate, while external treatment of other items should be employed.  Batch sterilization of isolated items can be performed by widely used methods including ethylene oxide or irradiation, and returned to the room.  Alternatively, following decontamination certain items may be destroyed by incineration.  It may be also prudent to consider the overall cost of remediating these items compared to the alternative of removing, appropriately destroying, disposing and replacing them.

 

STERIS offers more than 28 years of sterilization experience and 16 sites throughout North America for irradiation and ETO sterilization.  These facilities have processed more than 60 million cubic feet of product in the last 12 months, including medical supplies, pharmaceuticals, food containers, spices and cosmetics.

 

Irradiation is the process of exposing a product or material to ionizing radiation.  Ionizing radiation is energy that exists in the form of waves and is defined by its wavelength.  As the wavelength of energy gets shorter, the energy increases.  Radiation destroys microorganisms by breaking chemical bonds in biologically important molecules such as DNA, and by creating free radicals and reactive molecules, which chemically attack the microorganism.  Irradiation is not the same as radioactive.  Many consumer products are sanitized, sterilized or modified by irradiation of the materials.  Irradiation methods, their antimicrobial efficacy and applications are widely accepted and used for contract sterilization of wrapped and/or packaged materials and products, including medical devices and foods.

 

Ethylene oxide (ETO) is a colorless gas, which is used for the low temperature sterilization.  Developed in the 1940’s and 1950’s, ETO is the primary gas used in hospitals to sterilize reusable items (e.g. medical devices that contain plastics) that cannot tolerate high sterilization temperatures.  In addition, ETO sterilization is used for contract sterilization of medical, dental or veterinary devices that are delivered sterile to a consumer which are sensitive to steam sterilization or that contain materials incompatible with irradiation sterilization. The properties and broad-spectrum antimicrobial activity of ETO have been well described in the literature.

 

Technologies available to decontaminate potentially biological contaminated rooms, enclosed areas, HVAC ductwork, fixed and mobile equipment, and general hard surfaces may be divided into two categories: liquid and gaseous. 

 

Liquid based technologies include a variety of products, which include liquids and foams.  In general, most routinely used disinfectants in households and hospitals demonstrate relatively slow or no activity against bacterial spores.  Products that are generally not effective include phenols and quaternary ammonium compound-based products.  Sodium hypochlorite solutions (commonly referred to as ‘bleach’ or ‘chlorine’) can be effective but the following points need to be taken into consideration.  At high concentrations, bleach will demonstrate some activity against spores; however, it requires long contact times, for example, purified spores placed directly into freshly prepared 10% bleach for 15-20 minutes will give an average 3 log reduction of spores.  The effectiveness of bleach is dramatically reduced by interfering surfaces and organic soils, which also interact with the available chlorine.  Furthermore, to our knowledge bleach is not a registered sporicide with the US EPA.  A further concern, which is familiar to all of us, is compatibility with room materials and surfaces; bleach, like other chlorine-based products can be damaging and even destructive to a variety of surfaces.  Bleach can be effective over extended exposure times but only on clean, compatible surfaces. 

 

A variety of other alternative liquid or foam formulations can also be recommended and maybe more applicable.  These include oxidizing-agent based formulations, including liquid hydrogen peroxide, peracetic acid, chlorine dioxide or combinations thereof.  We propose that any of these products, with demonstrated activity against a wide range of microorganisms, including bacterial spores, demonstrated material compatibility, reasonable safety and worker health profile, and, if possible, experience of use outside of a laboratory setting can be used for decontamination of anthrax.  An example of an EPA-registered sporicidal product is SPOR-KLENZ, which is a liquid, synergistic combination of hydrogen peroxide and peracetic acid, which is widely used and validated for use in the pharmaceutical industry for its rapid spore killing activity.   A complete dossier of publications, pharmaceutical applications, case studies, safety and user references are available.

 

There are also registered chlorine dioxide-based products, but in general these may be more damaging on surfaces.  Certain foam or nanoemulsions have also been recommended.  In comparison, these products require significantly longer contact times, have not been widely used and should also pass the required rigorous antimicrobial testing and safety profile for EPA registration.

 

Liquid or foam based products do have some major limitations.  The most obvious is ensuring correct application of the product over all contact surfaces, including walls, floors, ceilings and room contents for the required decontamination time.  For example, these products are not practical for HVAC ductwork.  Following decontamination, the product also needs to be removed and dried prior to normal use.  Additionally, surface compatibility with liquid or foam-based products varies depending on the product. Of greatest concern is the use of ‘wet’ methods relative to electrical equipment (including phones and computers), as well as other sensitive surfaces.  In general, these products are not used or reliable for large, uncontrolled surface areas.

 

Gas or vapor-based technologies can also be considered, which possess acceptable registered spore killing activity, material compatibility, and safety/worker health profile.  A summary of the advantages and disadvantages of these methods is attached in Table 1.  The most widely used methods for this purpose are formaldehyde and Vaporized Hydrogen Peroxide (which is referred to as VHP).  Formaldehyde has been traditionally used for over 100 years, although less frequently today due to variable efficacy and significant health and safety concerns.  Formaldehyde is extremely toxic and carcinogenic.  Further it leaves a white residue on all surfaces following the decontamination process, which is toxic and needs to be adequately removed prior to occupancy.  From an effectiveness point of view, decontamination is relatively uncontrolled and usually takes up to 36 hours for completion.  Of greatest significance is the fact that these rooms need to be humidified before and during treatment. 

 

For these reasons, VHP has been used as an effective alternative.  The VHP process is a rapid, dry, controlled technology using a low concentration of hydrogen peroxide vapor.  Unlike liquid hydrogen peroxide, VHP is rapidly sporicidal at low concentrations and has been widely used as a validated process for over 10 years for room and enclosure decontamination.  For example, the process is routinely validated for decontamination of rooms and enclosures using bacterial spores, and in certain selected cases against anthrax spores, to confirm process effectiveness.  A simple, mobile system generates, supplies, controls and removes VHP from a given environment in a one step process, which can be monitored, verified and documented.  Being a ‘dry’ method, the process demonstrates excellent compatibility with a wide range of materials, including paint and electrical equipment like computers.  The VHP process is the safest method available for vapor /gas decontamination; for example decontamination may proceed in a sealed room while personnel safely work in adjacent areas and no clean up is required following the process.  One disadvantage is that the presence of significant cellulosic-based materials in a given room may elongate the process time and multiple generators are required to do areas larger than 7500 ft3.  A new high capacity VHP delivery and control system has recently been developed by STERIS to be available as soon as possible for large-scale room decontamination.  A complete dossier of publications, pharmaceutical applications, case studies, safety and user references are appended.

 

Other technologies that may also be reasonable alternatives to formaldehyde include chlorine dioxide gas, which has shown good promise in the laboratory setting.  Chlorine dioxide gas is rapidly antimicrobial but has significant material compatibility concerns. It is undetermined whether this process has been registered with the EPA, apart from a special exemption for anthrax decontamination.  Like formaldehyde, significant humidification of a given area is required for chlorine dioxide gas to be effective in a room, which needs to be kept in the dark to prevent breakdown.  Five hundreds times the concentration of chlorine dioxide gas is required to be present and maintained to be sporicidal relative to vapor hydrogen peroxide over a longer contact period (8 hours vs. 4 hours).  Chlorine dioxide gas has a higher level of safety risks associated with its use and can also leave a white residue that requires immediate clean-up following decontamination.  These safety risks also apply to its production, transport and use, as the gas cannot be easily produced on site.  For all these reasons, chlorine dioxide gas has not widely used or accepted for this application.  Attempts to apply a controlled delivery and removal process based on chlorine dioxide gas for the decontamination of cleanrooms was unsuccessful in actual pharmaceutical, controlled applications.

 

STERIS has presented a rational, detailed plan for decontaminating biologically contaminated areas and their contents to render them safe for human contact.  This plan recommends the use of multiple technologies for this purpose and recommends the use of EPA-registered products, which have been widely used for many years and remain the safest, effective and most practical methods available for room decontamination.

 


TABLE 1.  Comparison of room decontamination methods.

 

Fogging/foaming

Formaldehyde

Gaseous chlorine dioxide

VHP

Variable coverage and distribution

Variable coverage and distribution
Depending on mode of delivery, more reliable distribution.  Difficult to maintain in gaseous state; can condense.

Controlled delivery system for more reliable distribution.  Kinetics of maintaining gaseous state is understood and important for process effectiveness.

Wet methods

Requires significant hydration for antimicrobial efficacy. Essentially wet process

Requires significant hydration for antimicrobial efficacy. Essentially wet process

Dry sterilization method

High concentrations required for rapid sporicidal activity

High concentrations required for rapid sporicidal activity

500ppm sporicidal over 8 hours (but needs to be kept in the dark)

1-2ppm sporicidal at 25oC.

1 log reduction every 1-2 minutes.

Difficult to control and deliver over large surface areas and ensure residence time for horizontal surfaces

Significant risks and difficultly providing to a large area.  Overall better coverage than fogging or foaming

Significant risks and difficultly providing to a large area.  Overall better coverage than fogging or foaming

Controlled delivery contacts all surfaces.  New system available for large area fumigation

Difficult to validate

Difficult to validate

Validation possible.  Can be biologically verified.

Validation and documentation routinely conducted.  Can be parametrically, biologically and chemically verified.

Concerns over material compatibility; extent dependant on contact time and antimicrobial agent/formulation.

Can be damaging to surfaces

Significantly damaging to a variety of surfaces, even after single exposures.  Concerns already noted in cleanroom applications

Broad range material compatibility

Not safe on electrical equipment

Not safe on electrical equipment

Not safe on electrical equipment

Safe on electrical equipment

 

Efficacy inhibited by presence of absorbing materials

Stable, difficult to remove

Efficacy inhibited by presence of absorbing materials

Efficacy inhibited by presence of absorbing materials

 

Occupational risks significant, dependant on antimicrobial used

Significant occupational and safety risks

Occupational risks significant, but can be minimized

Occupational risks minimal.  Safest for environment and personnel health

Extended contact times and clean-up required

Extended contact times and clean-up required

Extended contact times and possible clean up required.  Chlorine residuals.

Most rapid method and room ready for use directly following cycle.  No residuals.

Limited registration, depending on antimicrobial.

Limited registration, traditional use

Unknown registration situation with process

Sterilant used in the process registered with the EPA

 

Variable efficacy depending on the product.

Variable efficacy

Broad spectrum antimicrobial activity.

Broad-spectrum antimicrobial activity, including independent testing against and validation with B. anthracis.