Government Performance and Results Act and the Appropriations Process
Sandy Streeter, Analyst in American National Government
Government Division
August 27, 1998
Currently, congressional appropriations decisions for an agency or program are based generally on the following three factors: the amount of funding provided previously, the President's request, and the policy preferences of Congress. The Government Performance and Results Act of 1993 (GPRA, or the Results Act)(1) is intended to add a significant new factor--the performance of agencies in achieving their program goals.
In the spring of 1998, the first agency performance plans (for FY1999) were submitted to the Senate and House Appropriations Committees and their subcommittees, among others. OMB submitted the first governmentwide plan with the President's FY1999 budget. Senate and House Appropriations subcommittees have evaluated the FY1999 performance plans and provided direction on an agency-by-agency basis for future performance plans.
Starting with preparation of the FY2000 budget, pilot projects will start on performance budgeting. While the performance plans and reports explicitly link expected results with budget expenditures, performance budgeting takes the next step--linking anticipated results to alternative spending levels. OMB will evaluate the pilot projects, including an assessment of the feasibility of implementing performance budgeting governmentwide, and report to the President and Congress by March 31, 2001.
Not all agencies under the jurisdiction of the Senate and House Appropriations Committees are covered by GPRA. Since these requirements apply to only executive agencies, programs under the jurisdiction of the District of Columbia and Legislative Branch appropriations subcommittees are not covered. The judicial branch of government, which is under the jurisdiction of the Commerce-Justice-State-Judiciary subcommittees, is also exempt. GPRA furthermore provides exemptions for certain executive agencies.(2)
1.. P.L. 103-62, 107 Stat. 285. For more information on GPRA, see: CRS Report 97-382 GOV, Government Performance and Results Act: Implications for Congressional Oversight; CRS Report 98-224 GOV, Government Performance and Results Act: Proposed Amendments (H.R. 2883); and CRS Report 97-1028 STM, Government Performance and Results Act: Implementation During 1997 and Issues of Possible Concern, 105th Congress, Second Session.2. The act stipulates that OMB may exempt executive agencies with annual budget of $20 million or less. GPRA also exempts the Central Intelligence Agency (Defense/National Security subcommittees), Panama Canal Commission (Transportation subcommittees), Postal Rate Commission (Treasury, Postal Service, and General Government subcommittees), and General Accounting Office (GAO) (Legislative Branch subcommittees). In a separate section, GPRA provides an identical evaluation process for the U.S. Postal Service (Treasury, Postal Service, and General Government subcommittees). This is because of the Postal Service's status as a government corporation.