Implementation of Dodd-Frank Act
Oversight of Investment Advisers
Security-Based Swap Repositories
Security-Based Swap Reporting
New Whistleblower Program
Fraud Related to Security-Based Swaps
Asset-Backed Securities
Reporting of Security-Based Swaps
Conflicts of Interest and Security-Based Swaps
Short-Term Borrowing Disclosure
more...
The State of the Municipal Securities Markets
Joint CFTC-SEC Advisory Committee
Work Plan for Global Accounting Standards
Proxy Matters
Post-Madoff Reforms
Investor Advisory Committee
Interactive Data (XBRL)
The SEC is responsible for implementing a series of regulatory initiatives required under the Dodd-Frank Wall Street Reform and Consumer Protection Act. More…
WEBCAST
Open Meeting Friday, Dec. 3 10 a.m.
MUNICIPAL ADVISOR REGISTRATION
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The SEC has launched Investor.gov, an investor-focused Web site to help you invest wisely and avoid fraud.
